0001127602-21-009856.txt : 20210309
0001127602-21-009856.hdr.sgml : 20210309
20210309134423
ACCESSION NUMBER: 0001127602-21-009856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMIDT TIMOTHY L
CENTRAL INDEX KEY: 0001760181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 21725117
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 4TH FLOOR
STREET 2: ATTN: CORPORATE COMPLIANCE
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-08
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001760181
SCHMIDT TIMOTHY L
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE
NEWARK
NJ
07102
1
Senior Vice President
Common Stock
2021-03-08
4
S
0
5000
94.11
D
16497
D
Common Stock
243
I
By 401(k)
Following the transaction reported on this Form 4, Mr. Schmidt continues to hold 16,497 shares directly and 243 shares indirectly in a 401(k) account. Mr. Schmidt also holds an additional 28,600 vested stock options, 7,597 unvested stock options, 6,264 restricted stock units and 32,374 target performance shares (the exact number awarded being dependent on achievement of performance goals).
/s/ Richard J. Baker, attorney-in-fact
2021-03-09