0001127602-20-030849.txt : 20201208 0001127602-20-030849.hdr.sgml : 20201208 20201208164748 ACCESSION NUMBER: 0001127602-20-030849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201204 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODMAN STACEY CENTRAL INDEX KEY: 0001661379 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 201375866 MAIL ADDRESS: STREET 1: C/O CIT GROUP INC., ATTN:GENERAL COUNSEL STREET 2: 1 CIT DRIVE CITY: LIVINGSTON STATE: NJ ZIP: 07039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-04 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001661379 GOODMAN STACEY 751 BROAD STREET,4TH FLOOR NEWARK NJ 07102 1 Executive Vice President Common Stock 2020-12-04 4 P 0 280 81.29 A 547 I By 401(k) Common Stock 0 D Between January 1 and September 30, 2020, the reporting person acquired 267 shares of Issuer common stock under the Prudential Employee Savings Plan. The information in this report is based on a plan statement dated as of September 30, 2020. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B). /s/ John M. Cafiero, attorney-in-fact 2020-12-08