0001127602-20-016523.txt : 20200514 0001127602-20-016523.hdr.sgml : 20200514 20200514145412 ACCESSION NUMBER: 0001127602-20-016523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200512 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POON CHRISTINE A CENTRAL INDEX KEY: 0001189014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 20877143 MAIL ADDRESS: STREET 1: C/O JOHNSON & JOHNSON STREET 2: ONE JOHNSON PLAZA CITY: NEW BRUNSWICK STATE: NJ ZIP: 08933 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-05-12 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001189014 POON CHRISTINE A 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 Common Stock 2020-05-12 4 M 0 1607 0 A 13190 D Common Stock 2020-05-12 4 D 0 1607 54.26 D 11583 D 2019 Restricted Stock Units 2020-05-12 4 M 0 1607 0 D Common Stock 1607 0 D 2020 Restricted Stock Units 2020-05-12 4 A 0 2764 0 A Common Stock 2764 2764 D Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020. The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021. /s/John M. Cafiero, attorney-in-fact 2020-05-14