0001127602-20-005745.txt : 20200214
0001127602-20-005745.hdr.sgml : 20200214
20200214172846
ACCESSION NUMBER: 0001127602-20-005745
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200211
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALZON ROBERT
CENTRAL INDEX KEY: 0001256465
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 20622122
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 4TH FLOOR
STREET 2: ATTN.: CORPORATE COMPLIANCE
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2020-02-11
2020-02-13
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001256465
FALZON ROBERT
751 BROAD STREET, 4TH FLOOR
ATTN. CORPORATE COMPLIANCE
NEWARK
NJ
07102
1
EVP and Vice Chairman
Common Stock
74096
D
2016 Employee Stock Option (Right to Buy)
63.59
2026-02-09
Common Stock
50474
50474
D
On February 13, 2020, a Form 4 was filed reporting, among other things, an exercise of options to purchase 50,474 shares of common stock and a sale of 39,748 shares of common stock. However, this option exercise and sale transaction were cancelled and did not occur. All other information reported in the February 13, 2020 Form 4 was correct and remains unchanged.
The options vest in three equal annual installments beginning on February 9, 2017.
/s/Andrew Hughes, attorney-in-fact
2020-02-14