0001127602-16-051985.txt : 20160512 0001127602-16-051985.hdr.sgml : 20160512 20160512163307 ACCESSION NUMBER: 0001127602-16-051985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baltimore Thomas J Jr CENTRAL INDEX KEY: 0001390946 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 161644426 MAIL ADDRESS: STREET 1: RLJ DEVELOPMENT, LLC STREET 2: 3 BETHESDA METRO CENTER, SUITE 1000 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-05-10 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001390946 Baltimore Thomas J Jr 751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE NEWARK NJ 07102 1 2016 Restricted Stock Units 2016-05-10 4 A 0 1944 0 A Common Stock 1944 1944 D Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. /s/John M. Cafiero, attorney-in-fact 2016-05-12