Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Pacific Life Fund Advisors LLC / Pacific Life Insurance Company |
b. Street 1 | 700 Newport Center Drive |
Street 2 | |
c. City | Newport Beach |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92660 |
g. Telephone number (including country code if foreign) | 949-219-3202 |
h. Briefly describe the books and records kept at this location:
| Governance, accounting, administrative and investment records. Portfolio management and trading documentation. |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Great Lake Advisors, LLC |
b. Street 1 | 231 South LaSalle Street |
Street 2 | 4th Floor |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | 312-553-3700 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | AST Fund Solutions, LLC |
b. Street 1 | 6201 |
Street 2 | 15th Avenue |
c. City | Brooklyn |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11219 |
g. Telephone number (including country code if foreign) | 800-937-5449 |
h. Briefly describe the books and records kept at this location:
| Proxy voting records. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Invesco Advisers, Inc. |
b. Street 1 | 1331 Spring Street NW, Suite 2500 |
Street 2 | |
c. City | Atlanta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30309 |
g. Telephone number (including country code if foreign) | 404-439-3221 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | ClearBridge Investments, LLC |
b. Street 1 | 620 Eighth Avenue |
Street 2 | 48th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10018 |
g. Telephone number (including country code if foreign) | 1-212-805-2000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 500 Grant Street |
Street 2 | |
c. City | Pittsburgh |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 15258 |
g. Telephone number (including country code if foreign) | 212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Custody, Sub-Administration, and Fund Accounting records. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Pacific Investment Management Company LLC (PIMCO) |
b. Street 1 | 650 Newport Center Drive |
Street 2 | |
c. City | Newport Beach |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92660 |
g. Telephone number (including country code if foreign) | 949-720-6000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Di Costa Partners a Morrow Sodali Company |
b. Street 1 | 509 Madison Ave, Suite 1206 |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | 212-300-2470 |
h. Briefly describe the books and records kept at this location:
| Proxy voting records. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | BNY Mellon Investment Servicing (US) Inc. |
b. Street 1 | 500 Ross Street |
Street 2 | |
c. City | Pittsburgh |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 15262 |
g. Telephone number (including country code if foreign) | 412-234-5000 |
h. Briefly describe the books and records kept at this location:
| Transfer agency records. |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | Pacific Asset Management LLC |
b. Street 1 | 840 Newport Center Drive |
Street 2 | 7th Floor |
c. City | Newport Beach |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 92660 |
g. Telephone number (including country code if foreign) | 949-219-5010 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Western Asset Management Company, LLC |
b. Street 1 | 385 East Colorado Boulevard |
Street 2 | |
c. City | Pasadena |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 91101 |
g. Telephone number (including country code if foreign) | 1-626-844-9400 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | State Street Bank and Trust Company |
b. Street 1 | 801 Pennsylvania |
Street 2 | |
c. City | Kansas City |
d. State, if applicable |
MISSOURI
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 64105 |
g. Telephone number (including country code if foreign) | 816-871-4100 |
h. Briefly describe the books and records kept at this location:
| Liquidity risk measurement and CPO-PQR filings documentation. |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Principal Real Estate Investors LLC |
b. Street 1 | 711 High Street |
Street 2 | |
c. City | Des Moines |
d. State, if applicable |
IOWA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 50392-0306 |
g. Telephone number (including country code if foreign) | 515-235-5309 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | J.P. Morgan Investment Management Inc. |
b. Street 1 | 383 Madison Avenue |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10017 |
g. Telephone number (including country code if foreign) | 212-648-2631 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | T. Rowe Price Associates, Inc. |
b. Street 1 | 100 East Pratt Street |
Street 2 | |
c. City | Baltimore |
d. State, if applicable |
MARYLAND
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 21202 |
g. Telephone number (including country code if foreign) | 410-345-2000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Principal Global Investors, LLC |
b. Street 1 | 711 High Street |
Street 2 | |
c. City | Des Moines |
d. State, if applicable |
IOWA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 50392-0306 |
g. Telephone number (including country code if foreign) | 515-247-6582 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | FIAM LLC |
b. Street 1 | 900 Salem Street |
Street 2 | |
c. City | Smithfield |
d. State, if applicable |
RHODE ISLAND
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02917 |
g. Telephone number (including country code if foreign) | 617-563-7000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | BNY Mellon ClearSky Services |
b. Street 1 | 135 Santilli Highway |
Street 2 | 2nd Floor |
c. City | Everett |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02149 |
g. Telephone number (including country code if foreign) | 412-234-5000 |
h. Briefly describe the books and records kept at this location:
| Blue Sky documentation. |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Wellington Management Company, LLP |
b. Street 1 | 280 Congress Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02210 |
g. Telephone number (including country code if foreign) | 617-951-5000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | Massachusetts Financial Services Company |
b. Street 1 | 111 Huntington Avenue |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02199 |
g. Telephone number (including country code if foreign) | 617-954-5000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | AllianceBernstein L.P. |
b. Street 1 | 501 Commerce Street |
Street 2 | |
c. City | Nashville |
d. State, if applicable |
TENNESSEE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 37203 |
g. Telephone number (including country code if foreign) | 615-622-0000 |
h. Briefly describe the books and records kept at this location:
| Portfolio management and trading documentation. |
a. Open-end management investment company registered under the
Act on Form N-1A
i. Total number of Series of the Registrant | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
1 |
i. Name of the Series | PF International Small-Cap Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
2 |
i. Name of the Series | Pacific Funds Portfolio Optimization Moderate-Conservative |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
3 |
i. Name of the Series | Pacific Funds Short Duration Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
4 |
i. Name of the Series | Pacific Funds Floating Rate Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
5 |
i. Name of the Series | PF Inflation Managed Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
6 |
i. Name of the Series | PF Short Duration Bond Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
7 |
i. Name of the Series | Pacific Funds Portfolio Optimization Growth |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
8 |
i. Name of the Series | Pacific Funds Small-Cap Value |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
9 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
10 |
i. Name of the Series | Pacific Funds Ultra Short Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
11 |
i. Name of the Series | Pacific Funds Small/Mid-Cap |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
12 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
13 |
i. Name of the Series | Pacific Funds ESG Core Bond |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
14 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
15 |
i. Name of the Series | PF Emerging Markets Debt Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
16 |
i. Name of the Series | Pacific Funds Portfolio Optimization Aggressive-Growth |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
17 |
i. Name of the Series | Pacific Funds High Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
18 |
i. Name of the Series | PF International Value Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
19 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
20 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
21 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
22 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
23 |
i. Name of the Series | PF International Growth Fund |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
24 |
i. Name of the Series | Pacific Funds Portfolio Optimization Moderate |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
25 |
i. Name of the Series | Pacific Funds Core Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
26 |
i. Name of the Series | Pacific Funds Portfolio Optimization Conservative |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
27 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
28 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
29 |
i. Name of the Series | Pacific Funds Strategic Income |
ii. Series identification number | |
iii. Date of termination (month/year) | |
b. Closed-end management investment company registered under
the Act on Form N-2
c. Separate account offering variable annuity contracts which
is registered under the Act as a management investment company on
Form N-3
d. Separate account offering variable annuity contracts which
is registered under the Act as a unit investment trust on Form
N-4
e. Small business investment company registered under the Act
on Form N-5
f. Separate account offering variable insurance contracts
which is registered under the Act as a unit investment trust on
Form N-6
g. Unit investment trust registered under the Act on Form
N-8B-2