The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIR PRODS & CHEMS INC | COM | 009158106 | 10,539 | 64,233 | SH | DFND | 01, 03 | 64,233 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 58,960 | 359,336 | SH | DFND | 02, 03 | 359,336 | 0 | 0 | |
| AIR PRODS & CHEMS INC | COM | 009158106 | 10,190 | 62,104 | SH | DFND | 3 | 0 | 62,104 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 7,515 | 516,493 | SH | DFND | 01, 03 | 516,493 | 0 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 14,012 | 963,038 | SH | DFND | 02, 03 | 963,038 | 0 | 0 | |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 14,281 | 981,503 | SH | DFND | 3 | 0 | 981,503 | 0 | |
| ALTABA INC | COM | 021346101 | 14,354 | 205,500 | SH | DFND | 01, 03 | 205,500 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 87,522 | 1,253,000 | SH | DFND | 02, 03 | 1,253,000 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 40,373 | 578,000 | SH | DFND | 3 | 0 | 578,000 | 0 | |
| ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 6,460 | 90,735 | SH | DFND | 01, 03 | 90,735 | 0 | 0 | |
| ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 39,409 | 553,500 | SH | DFND | 02, 03 | 553,500 | 0 | 0 | |
| ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 18,278 | 256,719 | SH | DFND | 3 | 0 | 256,719 | 0 | |
| AXALTA COATING SYS LTD | COM | G0750C108 | 2,659 | 82,166 | SH | DFND | 01, 03 | 82,166 | 0 | 0 | |
| AXALTA COATING SYS LTD | COM | G0750C108 | 14,793 | 457,150 | SH | DFND | 02, 03 | 457,150 | 0 | 0 | |
| AXALTA COATING SYS LTD | COM | G0750C108 | 7,533 | 232,799 | SH | DFND | 3 | 0 | 232,799 | 0 | |
| BEACON ROOFING SUPPLY INC | COM | 073685109 | 2,932 | 45,990 | SH | DFND | 01, 03 | 45,990 | 0 | 0 | |
| BEACON ROOFING SUPPLY INC | COM | 073685109 | 18,041 | 282,957 | SH | DFND | 02, 03 | 282,957 | 0 | 0 | |
| BEACON ROOFING SUPPLY INC | COM | 073685109 | 9,502 | 149,029 | SH | DFND | 3 | 0 | 149,029 | 0 | |
| CHINA PHARMA HLDGS INC | COM | 16941T104 | 35 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
| CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 193 | 74,486 | SH | DFND | 01, 03 | 74,486 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 3,424 | 744,302 | SH | DFND | 01, 03 | 744,302 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 5,610 | 1,219,500 | SH | DFND | 02, 03 | 1,219,500 | 0 | 0 | |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,729 | 375,966 | SH | DFND | 3 | 0 | 375,966 | 0 | |
| COMCAST CORP NEW | CL A | 20030N101 | 3,118 | 77,860 | SH | DFND | 01, 03 | 77,860 | 0 | 0 | |
| COMCAST CORP NEW | CL A | 20030N101 | 19,062 | 475,955 | SH | DFND | 02, 03 | 475,955 | 0 | 0 | |
| COMCAST CORP NEW | CL A | 20030N101 | 4,688 | 117,059 | SH | DFND | 3 | 0 | 117,059 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 3,623 | 102,554 | SH | DFND | 01, 03 | 102,554 | 0 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 18,207 | 515,338 | SH | DFND | 02, 03 | 515,338 | 0 | 0 | |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 9,481 | 268,342 | SH | DFND | 3 | 0 | 268,342 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 4,475 | 2,033,910 | SH | DFND | 01, 03 | 2,033,910 | 0 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 5,974 | 2,715,369 | SH | DFND | 02, 03 | 2,715,369 | 0 | 0 | |
| DESTINATION XL GROUP INC | COM | 25065K104 | 3,109 | 1,413,361 | SH | DFND | 3 | 0 | 1,413,361 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 2,466 | 25,986 | SH | DFND | 01, 03 | 25,986 | 0 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 9,668 | 101,876 | SH | DFND | 02, 03 | 101,876 | 0 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 5,304 | 55,890 | SH | DFND | 3 | 0 | 55,890 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 8,522 | 142,278 | SH | DFND | 01, 03 | 142,278 | 0 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 50,158 | 837,356 | SH | DFND | 02, 03 | 837,356 | 0 | 0 | |
| ECHOSTAR CORP | CL A | 278768106 | 25,960 | 433,382 | SH | DFND | 3 | 0 | 433,382 | 0 | |
| EVERTEC INC | COM | 30040P103 | 1,995 | 146,149 | SH | DFND | 01, 03 | 146,149 | 0 | 0 | |
| EVERTEC INC | COM | 30040P103 | 11,108 | 813,786 | SH | DFND | 02, 03 | 813,786 | 0 | 0 | |
| EVERTEC INC | COM | 30040P103 | 5,644 | 413,474 | SH | DFND | 3 | 0 | 413,474 | 0 | |
| EXPEDIA INC DEL | COM NEW | 30212P303 | 3,826 | 31,945 | SH | DFND | 3 | 0 | 31,945 | 0 | |
| GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 402 | 273,691 | SH | DFND | 01, 03 | 273,691 | 0 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 2,743 | 31,224 | SH | DFND | 01, 03 | 31,224 | 0 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 16,744 | 190,619 | SH | DFND | 02, 03 | 190,619 | 0 | 0 | |
| HCA HEALTHCARE INC | COM | 40412C101 | 7,760 | 88,344 | SH | DFND | 3 | 0 | 88,344 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 2,357 | 253,390 | SH | DFND | 01, 03 | 253,390 | 0 | 0 | |
| HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 5,273 | 567,022 | SH | DFND | 3 | 0 | 567,022 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 205,821 | 1,350,000 | SH | Put | DFND | 02, 03 | 1,350,000 | 0 | 0 |
| JOINT CORP | COM | 47973J102 | 2,914 | 587,490 | SH | DFND | 01, 03 | 587,490 | 0 | 0 | |
| JOINT CORP | COM | 47973J102 | 6,610 | 1,332,716 | SH | DFND | 02, 03 | 1,332,716 | 0 | 0 | |
| JOINT CORP | COM | 47973J102 | 1,464 | 295,091 | SH | DFND | 3 | 0 | 295,091 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 4,026 | 295,387 | SH | DFND | 01, 03 | 295,387 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 14,919 | 1,094,553 | SH | DFND | 02, 03 | 1,094,553 | 0 | 0 | |
| LADDER CAP CORP | CL A | 505743104 | 8,923 | 654,669 | SH | DFND | 3 | 0 | 654,669 | 0 | |
| LEIDOS HLDGS INC | COM | 525327102 | 3,995 | 61,874 | SH | DFND | 01, 03 | 61,874 | 0 | 0 | |
| LEIDOS HLDGS INC | COM | 525327102 | 24,373 | 377,473 | SH | DFND | 02, 03 | 377,473 | 0 | 0 | |
| LEIDOS HLDGS INC | COM | 525327102 | 11,303 | 175,050 | SH | DFND | 3 | 0 | 175,050 | 0 | |
| LENNAR CORP | CL A | 526057104 | 6,723 | 106,316 | SH | DFND | 01, 03 | 106,316 | 0 | 0 | |
| LENNAR CORP | CL A | 526057104 | 41,046 | 649,058 | SH | DFND | 02, 03 | 649,058 | 0 | 0 | |
| LENNAR CORP | CL A | 526057104 | 19,013 | 300,645 | SH | DFND | 3 | 0 | 300,645 | 0 | |
| LOWES COS INC | COM | 548661107 | 7,688 | 82,718 | SH | DFND | 01, 03 | 82,718 | 0 | 0 | |
| LOWES COS INC | COM | 548661107 | 46,864 | 504,241 | SH | DFND | 02, 03 | 504,241 | 0 | 0 | |
| LOWES COS INC | COM | 548661107 | 8,382 | 90,192 | SH | DFND | 3 | 0 | 90,192 | 0 | |
| LOWES COS INC | COM | 548661107 | 2,853 | 30,700 | SH | Call | DFND | 01, 03 | 30,700 | 0 | 0 |
| LOWES COS INC | COM | 548661107 | 17,352 | 186,700 | SH | Call | DFND | 02, 03 | 186,700 | 0 | 0 |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 1,778 | 13,545 | SH | DFND | 01, 03 | 13,545 | 0 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 8,762 | 66,730 | SH | DFND | 02, 03 | 66,730 | 0 | 0 | |
| MICROSTRATEGY INC | CL A NEW | 594972408 | 3,864 | 29,425 | SH | DFND | 3 | 0 | 29,425 | 0 | |
| NELNET INC | CL A | 64031N108 | 1,369 | 24,990 | SH | DFND | 01, 03 | 24,990 | 0 | 0 | |
| NELNET INC | CL A | 64031N108 | 8,387 | 153,102 | SH | DFND | 02, 03 | 153,102 | 0 | 0 | |
| NELNET INC | CL A | 64031N108 | 3,856 | 70,394 | SH | DFND | 3 | 0 | 70,394 | 0 | |
| NIC INC | COM | 62914B100 | 8,300 | 500,000 | SH | Put | DFND | 02, 03 | 500,000 | 0 | 0 |
| OFFICE DEPOT INC | COM | 676220106 | 2,856 | 806,733 | SH | DFND | 01, 03 | 806,733 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 14,583 | 4,119,527 | SH | DFND | 02, 03 | 4,119,527 | 0 | 0 | |
| OFFICE DEPOT INC | COM | 676220106 | 7,354 | 2,077,310 | SH | DFND | 3 | 0 | 2,077,310 | 0 | |
| PACKAGING CORP AMER | COM | 695156109 | 2,680 | 22,232 | SH | DFND | 01, 03 | 22,232 | 0 | 0 | |
| PACKAGING CORP AMER | COM | 695156109 | 16,337 | 135,521 | SH | DFND | 02, 03 | 135,521 | 0 | 0 | |
| PACKAGING CORP AMER | COM | 695156109 | 7,593 | 62,989 | SH | DFND | 3 | 0 | 62,989 | 0 | |
| REPUBLIC SVCS INC | COM | 760759100 | 1,366 | 20,205 | SH | DFND | 01, 03 | 20,205 | 0 | 0 | |
| REPUBLIC SVCS INC | COM | 760759100 | 8,327 | 123,163 | SH | DFND | 02, 03 | 123,163 | 0 | 0 | |
| REPUBLIC SVCS INC | COM | 760759100 | 3,870 | 57,245 | SH | DFND | 3 | 0 | 57,245 | 0 | |
| SCHULMAN A INC | COM | 808194104 | 2,541 | 68,206 | SH | DFND | 01, 03 | 68,206 | 0 | 0 | |
| SCHULMAN A INC | COM | 808194104 | 15,630 | 419,610 | SH | DFND | 02, 03 | 419,610 | 0 | 0 | |
| SCHULMAN A INC | COM | 808194104 | 7,144 | 191,787 | SH | DFND | 3 | 0 | 191,787 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 5,667 | 149,723 | SH | DFND | 01, 03 | 149,723 | 0 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 32,912 | 869,528 | SH | DFND | 02, 03 | 869,528 | 0 | 0 | |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 15,298 | 404,178 | SH | DFND | 3 | 0 | 404,178 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 2,266 | 265,070 | SH | DFND | 01, 03 | 265,070 | 0 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 2,142 | 250,479 | SH | DFND | 02, 03 | 250,479 | 0 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 7,577 | 886,245 | SH | DFND | 3 | 0 | 886,245 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 6,171 | 289,058 | SH | DFND | 01, 03 | 289,058 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 19,682 | 921,880 | SH | DFND | 02, 03 | 921,880 | 0 | 0 | |
| STARWOOD PPTY TR INC | COM | 85571B105 | 10,599 | 496,428 | SH | DFND | 3 | 0 | 496,428 | 0 | |
| UNIVAR INC | COM | 91336L107 | 3,573 | 115,394 | SH | DFND | 01, 03 | 115,394 | 0 | 0 | |
| UNIVAR INC | COM | 91336L107 | 21,793 | 703,915 | SH | DFND | 02, 03 | 703,915 | 0 | 0 | |
| UNIVAR INC | COM | 91336L107 | 11,379 | 367,524 | SH | DFND | 3 | 0 | 367,524 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 315 | 36,085 | SH | DFND | 01, 03 | 36,085 | 0 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 1,941 | 222,095 | SH | DFND | 02, 03 | 222,095 | 0 | 0 | |
| VIAVI SOLUTIONS INC | COM | 925550105 | 890 | 101,820 | SH | DFND | 3 | 0 | 101,820 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,396 | 92,285 | SH | DFND | 01, 03 | 92,285 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 20,702 | 562,548 | SH | DFND | 02, 03 | 562,548 | 0 | 0 | |
| ZAYO GROUP HLDGS INC | COM | 98919V105 | 10,365 | 281,647 | SH | DFND | 3 | 0 | 281,647 | 0 | |