The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 21,778 | 151,427 | SH | DFND | 01, 03 | 151,427 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 54,266 | 377,319 | SH | DFND | 02, 03 | 377,319 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 24,448 | 169,990 | SH | DFND | 3 | 0 | 169,990 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 19,540 | 1,913,838 | SH | DFND | 01, 03 | 1,913,838 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 34,554 | 3,384,339 | SH | DFND | 02, 03 | 3,384,339 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 24,113 | 2,361,664 | SH | DFND | 3 | 0 | 2,361,664 | 0 | |
ANTHEM INC | COM | 036752103 | 7,287 | 50,683 | SH | DFND | 01, 03 | 50,683 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 20,608 | 143,340 | SH | DFND | 02, 03 | 143,340 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 13,503 | 93,920 | SH | DFND | 3 | 0 | 93,920 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 3,635 | 120,654 | SH | DFND | 01, 03 | 120,654 | 0 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 10,197 | 338,424 | SH | DFND | 02, 03 | 338,424 | 0 | 0 | |
ARRIS INTL INC | SHS | G0551A103 | 5,263 | 174,671 | SH | DFND | 3 | 0 | 174,671 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 52 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPON ADR NEW | 169424207 | 356 | 192,602 | SH | DFND | 01, 03 | 192,602 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 3,078 | 769,406 | SH | DFND | 01, 03 | 769,406 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 5,301 | 1,325,176 | SH | DFND | 02, 03 | 1,325,176 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,396 | 348,886 | SH | DFND | 3 | 0 | 348,886 | 0 | |
CHIPMOS TECHNOLOGIES INC | SPONSORED ADR | 16965P103 | 1,037 | 73,476 | SH | DFND | 01, 03 | 73,476 | 0 | 0 | |
CHIPMOS TECHNOLOGIES INC | SPONSORED ADR | 16965P103 | 3,747 | 265,522 | SH | DFND | 02, 03 | 265,522 | 0 | 0 | |
CHIPMOS TECHNOLOGIES INC | SPONSORED ADR | 16965P103 | 1,355 | 96,002 | SH | DFND | 3 | 0 | 96,002 | 0 | |
COMPUTER SCIENCES CORP | COM | 205363104 | 7,355 | 123,787 | SH | DFND | 01, 03 | 123,787 | 0 | 0 | |
COMPUTER SCIENCES CORP | COM | 205363104 | 23,015 | 387,330 | SH | DFND | 02, 03 | 387,330 | 0 | 0 | |
COMPUTER SCIENCES CORP | COM | 205363104 | 12,242 | 206,028 | SH | DFND | 3 | 0 | 206,028 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,086 | 560,884 | SH | DFND | 01, 03 | 560,884 | 0 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 18,351 | 1,691,330 | SH | DFND | 02, 03 | 1,691,330 | 0 | 0 | |
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 6,550 | 603,687 | SH | DFND | 3 | 0 | 603,687 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 14,355 | 339,289 | SH | DFND | 01, 03 | 339,289 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 43,901 | 1,037,614 | SH | DFND | 02, 03 | 1,037,614 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 17,986 | 425,100 | SH | DFND | 3 | 0 | 425,100 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 7,627 | 1,794,615 | SH | DFND | 01, 03 | 1,794,615 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 12,338 | 2,903,116 | SH | DFND | 02, 03 | 2,903,116 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 4,322 | 1,016,963 | SH | DFND | 3 | 0 | 1,016,963 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,788 | 36,347 | SH | DFND | 01, 03 | 36,347 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 11,437 | 109,740 | SH | DFND | 02, 03 | 109,740 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 4,220 | 40,496 | SH | DFND | 3 | 0 | 40,496 | 0 | |
DYCOM INDS INC | COM | 267475101 | 3,726 | 46,412 | SH | DFND | 01, 03 | 46,412 | 0 | 0 | |
DYCOM INDS INC | COM | 267475101 | 11,251 | 140,129 | SH | DFND | 02, 03 | 140,129 | 0 | 0 | |
DYCOM INDS INC | COM | 267475101 | 4,273 | 53,219 | SH | DFND | 3 | 0 | 53,219 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 509 | 128,800 | SH | DFND | 01, 03 | 128,800 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,026 | 259,800 | SH | DFND | 02, 03 | 259,800 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 108 | 27,293 | SH | DFND | 3 | 0 | 27,293 | 0 | |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 642 | 823 | SH | Put | DFND | 01, 03 | 823 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 2,026 | 2,598 | SH | Put | DFND | 02, 03 | 2,598 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | PUT | 268158951 | 296 | 380 | SH | Put | DFND | 3 | 0 | 380 | 0 |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 5,359 | 154,648 | SH | DFND | 01, 03 | 154,648 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 54,337 | 1,568,154 | SH | DFND | 02, 03 | 1,568,154 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 6,761 | 195,137 | SH | DFND | 3 | 0 | 195,137 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 8,819 | 171,612 | SH | DFND | 01, 03 | 171,612 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 15,981 | 310,977 | SH | DFND | 02, 03 | 310,977 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 11,695 | 227,578 | SH | DFND | 3 | 0 | 227,578 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 1,260 | 646,149 | SH | DFND | 01, 03 | 646,149 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 9,293 | 856,526 | SH | DFND | 01, 03 | 856,526 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 5,285 | 487,133 | SH | DFND | 02, 03 | 487,133 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 21,297 | 1,962,902 | SH | DFND | 3 | 0 | 1,962,902 | 0 | |
HYATT HOTELS CORP | COM CL A | 448579102 | 42,363 | 766,606 | SH | DFND | 02, 03 | 766,606 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 10,689 | 4,250 | SH | Put | DFND | 02, 03 | 4,250 | 0 | 0 |
ISHARES TR | PUT | 464287955 | 5,912 | 16,000 | SH | Put | DFND | 02, 03 | 16,000 | 0 | 0 |
JOINT CORP | COM | 47973J102 | 1,641 | 619,351 | SH | DFND | 01, 03 | 619,351 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 3,676 | 1,387,283 | SH | DFND | 02, 03 | 1,387,283 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 948 | 357,797 | SH | DFND | 3 | 0 | 357,797 | 0 | |
KROGER CO | COM | 501044101 | 3,591 | 104,063 | SH | DFND | 01, 03 | 104,063 | 0 | 0 | |
KROGER CO | COM | 501044101 | 10,073 | 291,887 | SH | DFND | 02, 03 | 291,887 | 0 | 0 | |
KROGER CO | COM | 501044101 | 11,533 | 334,195 | SH | DFND | 3 | 0 | 334,195 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 8,784 | 57,745 | SH | DFND | 01, 03 | 57,745 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 25,786 | 169,523 | SH | DFND | 02, 03 | 169,523 | 0 | 0 | |
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 13,284 | 87,334 | SH | DFND | 3 | 0 | 87,334 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 9,666 | 704,485 | SH | DFND | 01, 03 | 704,485 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 25,055 | 1,826,157 | SH | DFND | 02, 03 | 1,826,157 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 9,956 | 725,623 | SH | DFND | 3 | 0 | 725,623 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 4,591 | 81,458 | SH | DFND | 01, 03 | 81,458 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 14,132 | 250,738 | SH | DFND | 02, 03 | 250,738 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 8,803 | 156,190 | SH | DFND | 3 | 0 | 156,190 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 7,560 | 247,142 | SH | DFND | 01, 03 | 247,142 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 22,942 | 749,972 | SH | DFND | 02, 03 | 749,972 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 8,403 | 274,708 | SH | DFND | 3 | 0 | 274,708 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 10,798 | 1,861,782 | SH | DFND | 01, 03 | 1,861,782 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 28,983 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,237 | 1,075,267 | SH | DFND | 3 | 0 | 1,075,267 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 31,727 | 1,684,899 | SH | DFND | 02, 03 | 1,684,899 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 9,692 | 514,722 | SH | DFND | 3 | 0 | 514,722 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 21,336 | 108,086 | SH | DFND | 01, 03 | 108,086 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 66,461 | 336,683 | SH | DFND | 02, 03 | 336,683 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 27,994 | 141,812 | SH | DFND | 3 | 0 | 141,812 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 4,553 | 144,550 | SH | DFND | 01, 03 | 144,550 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 14,649 | 465,032 | SH | DFND | 02, 03 | 465,032 | 0 | 0 | |
NETSCOUT SYS INC | COM | 64115T104 | 6,725 | 213,505 | SH | DFND | 3 | 0 | 213,505 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 3,620 | 86,284 | SH | DFND | 01, 03 | 86,284 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 10,113 | 241,077 | SH | DFND | 02, 03 | 241,077 | 0 | 0 | |
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 3,901 | 92,981 | SH | DFND | 3 | 0 | 92,981 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 3,533 | 781,725 | SH | DFND | 01, 03 | 781,725 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 10,068 | 2,227,469 | SH | DFND | 02, 03 | 2,227,469 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 3,824 | 846,025 | SH | DFND | 3 | 0 | 846,025 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 5,271 | 404,237 | SH | DFND | 01, 03 | 404,237 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 16,676 | 1,278,830 | SH | DFND | 02, 03 | 1,278,830 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 5,968 | 457,705 | SH | DFND | 3 | 0 | 457,705 | 0 | |
SCHWAB CHARLES CORP NEW | PUT | 808513955 | 11,340 | 7,302 | SH | Put | DFND | 02, 03 | 7,302 | 0 | 0 |
SEALED AIR CORP NEW | COM | 81211K100 | 5,645 | 124,499 | SH | DFND | 01, 03 | 124,499 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 17,628 | 388,794 | SH | DFND | 02, 03 | 388,794 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 10,074 | 222,196 | SH | DFND | 3 | 0 | 222,196 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 499 | 14,976 | SH | DFND | 01, 03 | 14,976 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 2,937 | 88,063 | SH | DFND | 3 | 0 | 88,063 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 8,479 | 601,317 | SH | DFND | 01, 03 | 601,317 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 23,973 | 1,700,215 | SH | DFND | 02, 03 | 1,700,215 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 10,147 | 719,627 | SH | DFND | 3 | 0 | 719,627 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 3,990 | 4,730 | SH | Put | DFND | 02, 03 | 4,730 | 0 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 27,937 | 1,272,778 | SH | DFND | 01, 03 | 1,272,778 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 78,272 | 3,565,912 | SH | DFND | 02, 03 | 3,565,912 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 31,162 | 1,419,691 | SH | DFND | 3 | 0 | 1,419,691 | 0 | |
TD AMERITRADE HLDG CORP | PUT | 87236Y958 | 6,882 | 6,314 | SH | Put | DFND | 02, 03 | 6,314 | 0 | 0 |
TERRAVIA HLDGS INC | COM | 88105A106 | 266 | 230,933 | SH | DFND | 01, 03 | 230,933 | 0 | 0 | |
TERRAVIA HLDGS INC | COM | 88105A106 | 2,303 | 2,002,664 | SH | DFND | 3 | 0 | 2,002,664 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 3,180 | 276,971 | SH | DFND | 01, 03 | 276,971 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 8,942 | 778,962 | SH | DFND | 02, 03 | 778,962 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 3,576 | 311,525 | SH | DFND | 3 | 0 | 311,525 | 0 |