The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 10,274 | 80,531 | SH | DFND | 3 | 0 | 80,531 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 14,693 | 1,184,906 | SH | DFND | 01, 03 | 1,184,906 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 89,221 | 7,195,222 | SH | DFND | 02, 03 | 7,195,222 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 24,335 | 1,962,487 | SH | DFND | 3 | 0 | 1,962,487 | 0 | |
APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 1,362 | 79,306 | SH | DFND | 3 | 0 | 79,306 | 0 | |
BALL CORP | COM | 058498106 | 2,913 | 46,838 | SH | DFND | 01, 03 | 46,838 | 0 | 0 | |
BALL CORP | COM | 058498106 | 17,578 | 282,600 | SH | DFND | 02, 03 | 282,600 | 0 | 0 | |
BALL CORP | COM | 058498106 | 6,969 | 112,041 | SH | DFND | 3 | 0 | 112,041 | 0 | |
BALL CORP | CALL | 058498906 | 46 | 318 | SH | Call | DFND | 01, 03 | 318 | 0 | 0 |
BALL CORP | CALL | 058498906 | 290 | 2,000 | SH | Call | DFND | 02, 03 | 2,000 | 0 | 0 |
BALL CORP | CALL | 058498906 | 102 | 704 | SH | Call | DFND | 3 | 0 | 704 | 0 |
BALL CORP | CALL | 058498906 | 138 | 1,257 | SH | Call | DFND | 01, 03 | 1,257 | 0 | 0 |
BALL CORP | CALL | 058498906 | 847 | 7,700 | SH | Call | DFND | 02, 03 | 7,700 | 0 | 0 |
BALL CORP | CALL | 058498906 | 88 | 800 | SH | Call | DFND | 3 | 0 | 800 | 0 |
BALL CORP | CALL | 058498906 | 36 | 306 | SH | Call | DFND | 01, 03 | 306 | 0 | 0 |
BALL CORP | CALL | 058498906 | 221 | 1,884 | SH | Call | DFND | 02, 03 | 1,884 | 0 | 0 |
BALL CORP | CALL | 058498906 | 25 | 210 | SH | Call | DFND | 3 | 0 | 210 | 0 |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 1,541 | 74,525 | SH | DFND | 01, 03 | 74,525 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 9,406 | 454,828 | SH | DFND | 02, 03 | 454,828 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 2,711 | 131,078 | SH | DFND | 3 | 0 | 131,078 | 0 | |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 7,040 | 133,821 | SH | DFND | 3 | 0 | 133,821 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 40 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPONSORED ADR | 169424108 | 544 | 963,014 | SH | DFND | 01, 03 | 963,014 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,644 | 632,640 | SH | DFND | 01, 03 | 632,640 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 5,821 | 1,392,494 | SH | DFND | 02, 03 | 1,392,494 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,751 | 418,795 | SH | DFND | 3 | 0 | 418,795 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 976 | 59,455 | SH | DFND | 01, 03 | 59,455 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 5,922 | 360,630 | SH | DFND | 02, 03 | 360,630 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,780 | 108,402 | SH | DFND | 3 | 0 | 108,402 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 6,704 | 53,544 | SH | DFND | 01, 03 | 53,544 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 40,677 | 324,871 | SH | DFND | 02, 03 | 324,871 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 12,192 | 97,376 | SH | DFND | 3 | 0 | 97,376 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 3,631 | 110,023 | SH | DFND | 01, 03 | 110,023 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 22,035 | 667,723 | SH | DFND | 02, 03 | 667,723 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 6,525 | 197,733 | SH | DFND | 3 | 0 | 197,733 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 2,530 | 145,008 | SH | DFND | 01, 03 | 145,008 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 10,427 | 1,794,615 | SH | DFND | 01, 03 | 1,794,615 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 18,781 | 3,232,536 | SH | DFND | 02, 03 | 3,232,536 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 5,603 | 964,443 | SH | DFND | 3 | 0 | 964,443 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 2,801 | 56,455 | SH | DFND | 01, 03 | 56,455 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 16,957 | 341,797 | SH | DFND | 02, 03 | 341,797 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 8,790 | 177,190 | SH | DFND | 3 | 0 | 177,190 | 0 | |
DICKS SPORTING GOODS INC | CALL | 253393902 | 35 | 1,011 | SH | Call | DFND | 01, 03 | 1,011 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 214 | 6,100 | SH | Call | DFND | 02, 03 | 6,100 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 32 | 906 | SH | Call | DFND | 3 | 0 | 906 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 79 | 408 | SH | Call | DFND | 01, 03 | 408 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 482 | 2,484 | SH | Call | DFND | 02, 03 | 2,484 | 0 | 0 |
DICKS SPORTING GOODS INC | CALL | 253393902 | 69 | 357 | SH | Call | DFND | 3 | 0 | 357 | 0 |
DOMINION DIAMOND CORP | COM | 257287102 | 2,464 | 230,710 | SH | DFND | 01, 03 | 230,710 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 11,859 | 1,110,408 | SH | DFND | 02, 03 | 1,110,408 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 3,468 | 324,730 | SH | DFND | 3 | 0 | 324,730 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 1,516 | 61,792 | SH | DFND | 01, 03 | 61,792 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 7,191 | 293,016 | SH | DFND | 02, 03 | 293,016 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 2,141 | 87,257 | SH | DFND | 3 | 0 | 87,257 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 7,029 | 75,544 | SH | DFND | 01, 03 | 75,544 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 42,663 | 458,499 | SH | DFND | 02, 03 | 458,499 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 12,679 | 136,260 | SH | DFND | 3 | 0 | 136,260 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 498 | 39,000 | SH | DFND | 01, 03 | 39,000 | 0 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 841 | 596,149 | SH | DFND | 01, 03 | 596,149 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 7,477 | 368,144 | SH | DFND | 01, 03 | 368,144 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 45,401 | 2,235,415 | SH | DFND | 02, 03 | 2,235,415 | 0 | 0 | |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 13,284 | 654,047 | SH | DFND | 3 | 0 | 654,047 | 0 | |
ITRON INC | COM | 465741106 | 1,120 | 35,093 | SH | DFND | 01, 03 | 35,093 | 0 | 0 | |
ITRON INC | COM | 465741106 | 6,773 | 212,256 | SH | DFND | 02, 03 | 212,256 | 0 | 0 | |
ITRON INC | COM | 465741106 | 1,965 | 61,583 | SH | DFND | 3 | 0 | 61,583 | 0 | |
JOINT CORP | COM | 47973J102 | 1,816 | 280,198 | SH | DFND | 01, 03 | 280,198 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 6,143 | 948,060 | SH | DFND | 02, 03 | 948,060 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 178 | 27,407 | SH | DFND | 3 | 0 | 27,407 | 0 | |
KATE SPADE & CO | COM | 485865109 | 3,011 | 157,576 | SH | DFND | 01, 03 | 157,576 | 0 | 0 | |
KATE SPADE & CO | COM | 485865109 | 18,274 | 956,244 | SH | DFND | 02, 03 | 956,244 | 0 | 0 | |
KATE SPADE & CO | COM | 485865109 | 5,348 | 279,868 | SH | DFND | 3 | 0 | 279,868 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 4,529 | 316,245 | SH | DFND | 01, 03 | 316,245 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 19,668 | 1,373,482 | SH | DFND | 02, 03 | 1,373,482 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 5,910 | 412,724 | SH | DFND | 3 | 0 | 412,724 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,865 | 1,389,707 | SH | DFND | 01, 03 | 1,389,707 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 24,685 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,232 | 1,261,592 | SH | DFND | 3 | 0 | 1,261,592 | 0 | |
MACYS INC | CALL | 55616P904 | 74 | 1,339 | SH | Call | DFND | 01, 03 | 1,339 | 0 | 0 |
MACYS INC | CALL | 55616P904 | 456 | 8,293 | SH | Call | DFND | 02, 03 | 8,293 | 0 | 0 |
MACYS INC | CALL | 55616P904 | 66 | 1,209 | SH | Call | DFND | 3 | 0 | 1,209 | 0 |
MEDIA GEN INC NEW | COM | 58441K100 | 1,712 | 122,371 | SH | DFND | 01, 03 | 122,371 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 12,832 | 917,255 | SH | DFND | 02, 03 | 917,255 | 0 | 0 | |
MEDIA GEN INC NEW | COM | 58441K100 | 2,998 | 214,331 | SH | DFND | 3 | 0 | 214,331 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 3,848 | 208,573 | SH | DFND | 01, 03 | 208,573 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 23,351 | 1,265,642 | SH | DFND | 02, 03 | 1,265,642 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 6,866 | 372,145 | SH | DFND | 3 | 0 | 372,145 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 9,848 | 50,126 | SH | DFND | 01, 03 | 50,126 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 59,778 | 304,258 | SH | DFND | 02, 03 | 304,258 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 17,591 | 89,533 | SH | DFND | 3 | 0 | 89,533 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 4,889 | 103,252 | SH | DFND | 01, 03 | 103,252 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 29,668 | 626,575 | SH | DFND | 02, 03 | 626,575 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 8,876 | 187,445 | SH | DFND | 3 | 0 | 187,445 | 0 | |
NEXSTAR BROADCASTING GROUP I | PUT | 65336K953 | 54 | 291 | SH | Put | DFND | 01, 03 | 291 | 0 | 0 |
NEXSTAR BROADCASTING GROUP I | PUT | 65336K953 | 300 | 1,605 | SH | Put | DFND | 02, 03 | 1,605 | 0 | 0 |
NEXSTAR BROADCASTING GROUP I | PUT | 65336K953 | 46 | 244 | SH | Put | DFND | 3 | 0 | 244 | 0 |
QKL STORES INC | COM PAR $0.001 | 74732Y303 | 21 | 19,244 | SH | DFND | 01, 03 | 19,244 | 0 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 988 | 340,659 | SH | DFND | 01, 03 | 340,659 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 13,962 | 551,422 | SH | DFND | 01, 03 | 551,422 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 62,692 | 2,475,999 | SH | DFND | 02, 03 | 2,475,999 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 22,277 | 879,806 | SH | DFND | 3 | 0 | 879,806 | 0 | |
SINCLAIR BROADCAST GROUP INC | PUT | 829226959 | 433 | 3,328 | SH | Put | DFND | 01, 03 | 3,328 | 0 | 0 |
SINCLAIR BROADCAST GROUP INC | PUT | 829226959 | 2,611 | 20,081 | SH | Put | DFND | 02, 03 | 20,081 | 0 | 0 |
SINCLAIR BROADCAST GROUP INC | PUT | 829226959 | 361 | 2,774 | SH | Put | DFND | 3 | 0 | 2,774 | 0 |
SMART & FINAL STORES INC | COM | 83190B101 | 4,627 | 294,502 | SH | DFND | 01, 03 | 294,502 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 28,046 | 1,785,263 | SH | DFND | 02, 03 | 1,785,263 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 8,456 | 538,255 | SH | DFND | 3 | 0 | 538,255 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 4,667 | 118,932 | SH | DFND | 01, 03 | 118,932 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 28,331 | 721,992 | SH | DFND | 02, 03 | 721,992 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 8,501 | 216,633 | SH | DFND | 3 | 0 | 216,633 | 0 | |
STAPLES INC | COM | 855030102 | 2,052 | 174,900 | SH | DFND | 01, 03 | 174,900 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 12,365 | 1,054,163 | SH | DFND | 02, 03 | 1,054,163 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 4,492 | 382,954 | SH | DFND | 3 | 0 | 382,954 | 0 | |
STAPLES INC | CALL | 855030902 | 80 | 2,162 | SH | Call | DFND | 01, 03 | 2,162 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 485 | 13,113 | SH | Call | DFND | 02, 03 | 13,113 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 67 | 1,813 | SH | Call | DFND | 3 | 0 | 1,813 | 0 |
STAPLES INC | CALL | 855030902 | 39 | 690 | SH | Call | DFND | 01, 03 | 690 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 232 | 4,075 | SH | Call | DFND | 02, 03 | 4,075 | 0 | 0 |
STAPLES INC | CALL | 855030902 | 33 | 583 | SH | Call | DFND | 3 | 0 | 583 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 15,374 | 749,243 | SH | DFND | 01, 03 | 749,243 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 75,600 | 3,684,209 | SH | DFND | 02, 03 | 3,684,209 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 22,543 | 1,098,568 | SH | DFND | 3 | 0 | 1,098,568 | 0 | |
SUPERVALU INC | COM | 868536103 | 1,611 | 224,334 | SH | DFND | 01, 03 | 224,334 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 9,777 | 1,361,735 | SH | DFND | 02, 03 | 1,361,735 | 0 | 0 | |
SUPERVALU INC | COM | 868536103 | 2,901 | 404,102 | SH | DFND | 3 | 0 | 404,102 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 5,349 | 94,748 | SH | DFND | 01, 03 | 94,748 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 32,609 | 577,567 | SH | DFND | 02, 03 | 577,567 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 9,605 | 170,118 | SH | DFND | 3 | 0 | 170,118 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 757 | 28,053 | SH | DFND | 01, 03 | 28,053 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 5,751 | 213,140 | SH | DFND | 3 | 0 | 213,140 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 1,824 | 34,382 | SH | DFND | 3 | 0 | 34,382 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 3,222 | 702,030 | SH | DFND | 01, 03 | 702,030 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 19,570 | 4,263,658 | SH | DFND | 02, 03 | 4,263,658 | 0 | 0 | |
UTI WORLDWIDE INC | ORD | G87210103 | 5,770 | 1,257,016 | SH | DFND | 3 | 0 | 1,257,016 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 4,047 | 101,588 | SH | DFND | 01, 03 | 101,588 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 24,546 | 616,121 | SH | DFND | 02, 03 | 616,121 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 7,295 | 183,106 | SH | DFND | 3 | 0 | 183,106 | 0 |