The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 8,510 | 56,256 | SH | DFND | 01, 03 | 56,256 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 55,927 | 369,691 | SH | DFND | 02, 03 | 369,691 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 10,958 | 72,435 | SH | DFND | 3 | 0 | 72,435 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 7,839 | 655,448 | SH | DFND | 01, 03 | 655,448 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 51,685 | 4,321,485 | SH | DFND | 02, 03 | 4,321,485 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 10,087 | 843,434 | SH | DFND | 3 | 0 | 843,434 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,441 | 27,310 | SH | DFND | 3 | 0 | 27,310 | 0 | |
ASCENA RETAIL GROUP INC | COM | 04351G101 | 2,218 | 152,827 | SH | DFND | 01, 03 | 152,827 | 0 | 0 | |
ASCENA RETAIL GROUP INC | COM | 04351G101 | 14,622 | 1,007,687 | SH | DFND | 02, 03 | 1,007,687 | 0 | 0 | |
ASCENA RETAIL GROUP INC | COM | 04351G101 | 2,854 | 196,675 | SH | DFND | 3 | 0 | 196,675 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 6,007 | 325,755 | SH | DFND | 01, 03 | 325,755 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 39,564 | 2,145,535 | SH | DFND | 02, 03 | 2,145,535 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 7,720 | 418,674 | SH | DFND | 3 | 0 | 418,674 | 0 | |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 6,412 | 111,716 | SH | DFND | 3 | 0 | 111,716 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 68 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPONSORED ADR | 169424108 | 933 | 963,014 | SH | DFND | 01, 03 | 963,014 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,823 | 582,083 | SH | DFND | 01, 03 | 582,083 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 6,354 | 1,310,167 | SH | DFND | 02, 03 | 1,310,167 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,225 | 252,646 | SH | DFND | 3 | 0 | 252,646 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,348 | 54,668 | SH | DFND | 01, 03 | 54,668 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 8,893 | 360,630 | SH | DFND | 02, 03 | 360,630 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,736 | 70,396 | SH | DFND | 3 | 0 | 70,396 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,025 | 38,731 | SH | DFND | 01, 03 | 38,731 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 13,340 | 255,164 | SH | DFND | 02, 03 | 255,164 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,603 | 49,795 | SH | DFND | 3 | 0 | 49,795 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 6,253 | 53,804 | SH | DFND | 01, 03 | 53,804 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 41,187 | 354,423 | SH | DFND | 02, 03 | 354,423 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 8,037 | 69,161 | SH | DFND | 3 | 0 | 69,161 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 3,307 | 147,425 | SH | DFND | 01, 03 | 147,425 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 2,138 | 95,310 | SH | DFND | 3 | 0 | 95,310 | 0 | |
COVANTA HLDG CORP | CALL | 22282E902 | 13 | 854 | SH | Call | DFND | 01, 03 | 854 | 0 | 0 |
COVANTA HLDG CORP | CALL | 22282E902 | 235 | 15,680 | SH | Call | DFND | 02, 03 | 15,680 | 0 | 0 |
DESTINATION XL GROUP INC | COM | 25065K104 | 8,066 | 1,632,700 | SH | DFND | 01, 03 | 1,632,700 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 12,763 | 2,583,556 | SH | DFND | 02, 03 | 2,583,556 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 2,465 | 498,952 | SH | DFND | 3 | 0 | 498,952 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 8,072 | 141,631 | SH | DFND | 01, 03 | 141,631 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 53,096 | 931,673 | SH | DFND | 02, 03 | 931,673 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 10,359 | 181,763 | SH | DFND | 3 | 0 | 181,763 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 3,046 | 178,223 | SH | DFND | 01, 03 | 178,223 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 14,436 | 844,708 | SH | DFND | 02, 03 | 844,708 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 2,817 | 164,841 | SH | DFND | 3 | 0 | 164,841 | 0 | |
DOVER SADDLERY INC | COM | 260412101 | 4,273 | 918,983 | SH | DFND | 02, 03 | 918,983 | 0 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 4,038 | 35,287 | SH | DFND | 01, 03 | 35,287 | 0 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 26,564 | 232,160 | SH | DFND | 02, 03 | 232,160 | 0 | 0 | |
ESTERLINE TECHNOLOGIES CORP | COM | 297425100 | 5,182 | 45,293 | SH | DFND | 3 | 0 | 45,293 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 6,433 | 65,065 | SH | DFND | 01, 03 | 65,065 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 42,364 | 428,485 | SH | DFND | 02, 03 | 428,485 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 8,267 | 83,613 | SH | DFND | 3 | 0 | 83,613 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 7,565 | 547,407 | SH | DFND | 01, 03 | 547,407 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 33,123 | 2,396,750 | SH | DFND | 02, 03 | 2,396,750 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 6,464 | 467,702 | SH | DFND | 3 | 0 | 467,702 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 1,165 | 701,851 | SH | DFND | 01, 03 | 701,851 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 28 | 63,072 | SH | DFND | 01, 03 | 63,072 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 399 | 891,581 | SH | DFND | 02, 03 | 891,581 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 59 | 130,983 | SH | DFND | 3 | 0 | 130,983 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 3,873 | 56,891 | SH | DFND | 01, 03 | 56,891 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 25,509 | 374,687 | SH | DFND | 02, 03 | 374,687 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 4,978 | 73,114 | SH | DFND | 3 | 0 | 73,114 | 0 | |
ISHARES TR | PUT | 464287955 | 455 | 3,300 | SH | Put | DFND | 02, 03 | 3,300 | 0 | 0 |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,102 | 8,900 | SH | DFND | 01, 03 | 8,900 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 317 | 21,559 | SH | DFND | 01, 03 | 21,559 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 1,070 | 72,727 | SH | DFND | 02, 03 | 72,727 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 209 | 14,188 | SH | DFND | 3 | 0 | 14,188 | 0 | |
JOINT CORP | COM | 47973J102 | 2,058 | 261,542 | SH | DFND | 01, 03 | 261,542 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 7,461 | 948,060 | SH | DFND | 02, 03 | 948,060 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 2,014 | 53,089 | SH | DFND | 01, 03 | 53,089 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 13,280 | 350,124 | SH | DFND | 02, 03 | 350,124 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 2,596 | 68,452 | SH | DFND | 3 | 0 | 68,452 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 3,646 | 196,957 | SH | DFND | 01, 03 | 196,957 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 25,423 | 1,373,482 | SH | DFND | 02, 03 | 1,373,482 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 4,948 | 267,335 | SH | DFND | 3 | 0 | 267,335 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 6,782 | 1,185,644 | SH | DFND | 01, 03 | 1,185,644 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 28,583 | 4,996,985 | SH | DFND | 02, 03 | 4,996,985 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 3,744 | 654,508 | SH | DFND | 3 | 0 | 654,508 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 6,045 | 35,727 | SH | DFND | 01, 03 | 35,727 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 39,807 | 235,281 | SH | DFND | 02, 03 | 235,281 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 7,768 | 45,913 | SH | DFND | 3 | 0 | 45,913 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 4,367 | 76,319 | SH | DFND | 01, 03 | 76,319 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 28,729 | 502,075 | SH | DFND | 02, 03 | 502,075 | 0 | 0 | |
NEXSTAR BROADCASTING GROUP I | CL A | 65336K103 | 5,605 | 97,957 | SH | DFND | 3 | 0 | 97,957 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 4,333 | 450,458 | SH | DFND | 01, 03 | 450,458 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 26,460 | 2,750,556 | SH | DFND | 02, 03 | 2,750,556 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 5,159 | 536,320 | SH | DFND | 3 | 0 | 536,320 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 8,309 | 594,337 | SH | DFND | 01, 03 | 594,337 | 0 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 54,767 | 3,917,510 | SH | DFND | 02, 03 | 3,917,510 | 0 | 0 | |
PIER 1 IMPORTS INC | COM | 720279108 | 10,689 | 764,557 | SH | DFND | 3 | 0 | 764,557 | 0 | |
QKL STORES INC | COM PAR $0.001 | 74732Y303 | 39 | 19,244 | SH | DFND | 01, 03 | 19,244 | 0 | 0 | |
QUIKSILVER INC | COM | 74838C106 | 1,110 | 600,000 | SH | DFND | 01, 03 | 600,000 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 3,061 | 37,402 | SH | DFND | 01, 03 | 37,402 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 20,198 | 246,768 | SH | DFND | 02, 03 | 246,768 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 3,943 | 48,173 | SH | DFND | 3 | 0 | 48,173 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 2,278 | 50,000 | SH | DFND | 01, 03 | 50,000 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 5,321 | 116,792 | SH | DFND | 3 | 0 | 116,792 | 0 | |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 1,192 | 340,659 | SH | DFND | 01, 03 | 340,659 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 12,497 | 397,859 | SH | DFND | 01, 03 | 397,859 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 52,378 | 1,667,554 | SH | DFND | 02, 03 | 1,667,554 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 16,606 | 528,682 | SH | DFND | 3 | 0 | 528,682 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 3,877 | 220,287 | SH | DFND | 01, 03 | 220,287 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 28,775 | 1,634,934 | SH | DFND | 02, 03 | 1,634,934 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 5,014 | 284,910 | SH | DFND | 3 | 0 | 284,910 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 3,947 | 77,029 | SH | DFND | 01, 03 | 77,029 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 26,008 | 507,581 | SH | DFND | 02, 03 | 507,581 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 5,076 | 99,057 | SH | DFND | 3 | 0 | 99,057 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 10,064 | 414,163 | SH | DFND | 01, 03 | 414,163 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 45,215 | 1,860,709 | SH | DFND | 02, 03 | 1,860,709 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 8,827 | 363,267 | SH | DFND | 3 | 0 | 363,267 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 4,333 | 180,524 | SH | DFND | 01, 03 | 180,524 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 28,519 | 1,188,301 | SH | DFND | 02, 03 | 1,188,301 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 5,565 | 231,866 | SH | DFND | 3 | 0 | 231,866 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 4,945 | 146,127 | SH | DFND | 3 | 0 | 146,127 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 1,601 | 23,801 | SH | DFND | 01, 03 | 23,801 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 10,545 | 156,796 | SH | DFND | 02, 03 | 156,796 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 5,856 | 87,077 | SH | DFND | 3 | 0 | 87,077 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 2,638 | 60,175 | SH | DFND | 01, 03 | 60,175 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 17,378 | 396,443 | SH | DFND | 02, 03 | 396,443 | 0 | 0 | |
WEBMD HEALTH CORP | COM | 94770V102 | 3,391 | 77,365 | SH | DFND | 3 | 0 | 77,365 | 0 |