The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 6,356 | 44,071 | SH | DFND | 3 | 0 | 44,071 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 1,926 | 150,834 | SH | DFND | 01, 03 | 150,834 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 30,712 | 2,404,998 | SH | DFND | 02, 03 | 2,404,998 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 6,071 | 475,413 | SH | DFND | 3 | 0 | 475,413 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,701 | 31,726 | SH | DFND | 01, 03 | 31,726 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 26,544 | 494,944 | SH | DFND | 02, 03 | 494,944 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 5,331 | 99,402 | SH | DFND | 3 | 0 | 99,402 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 767 | 109,784 | SH | DFND | 01, 03 | 109,784 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 12,271 | 1,755,452 | SH | DFND | 02, 03 | 1,755,452 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 2,422 | 346,424 | SH | DFND | 3 | 0 | 346,424 | 0 | |
CBS CORP NEW | CL B | 124857202 | 4,763 | 86,074 | SH | DFND | 3 | 0 | 86,074 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 2,247 | 118,466 | SH | DFND | 01, 03 | 118,466 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 35,830 | 1,888,793 | SH | DFND | 02, 03 | 1,888,793 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 7,083 | 373,355 | SH | DFND | 3 | 0 | 373,355 | 0 | |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 5,441 | 113,766 | SH | DFND | 3 | 0 | 113,766 | 0 | |
CHINA PHARMA HLDGS INC | COM | 16941T104 | 60 | 200,000 | SH | DFND | 01, 03 | 200,000 | 0 | 0 | |
CHINA TECHFAITH WIRLS COMM T | SPONSORED ADR | 169424108 | 1,079 | 963,014 | SH | DFND | 01, 03 | 963,014 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 2,551 | 469,857 | SH | DFND | 01, 03 | 469,857 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 6,809 | 1,253,952 | SH | DFND | 02, 03 | 1,253,952 | 0 | 0 | |
CHINA XD PLASTICS CO LTD | COM | 16948F107 | 1,259 | 231,790 | SH | DFND | 3 | 0 | 231,790 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 1,779 | 33,788 | SH | DFND | 01, 03 | 33,788 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 28,371 | 538,751 | SH | DFND | 02, 03 | 538,751 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 5,608 | 106,495 | SH | DFND | 3 | 0 | 106,495 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 1,793 | 33,245 | SH | DFND | 01, 03 | 33,245 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 28,555 | 529,588 | SH | DFND | 02, 03 | 529,588 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 5,649 | 104,766 | SH | DFND | 3 | 0 | 104,766 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,360 | 24,039 | SH | DFND | 01, 03 | 24,039 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 37,636 | 383,375 | SH | DFND | 02, 03 | 383,375 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 7,438 | 75,766 | SH | DFND | 3 | 0 | 75,766 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 3,245 | 147,425 | SH | DFND | 01, 03 | 147,425 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 2,098 | 95,310 | SH | DFND | 3 | 0 | 95,310 | 0 | |
COVANTA HLDG CORP | CALL | 22282E902 | 26 | 854 | SH | Call | DFND | 01, 03 | 854 | 0 | 0 |
COVANTA HLDG CORP | CALL | 22282E902 | 470 | 15,680 | SH | Call | DFND | 02, 03 | 15,680 | 0 | 0 |
DESTINATION XL GROUP INC | COM | 25065K104 | 7,732 | 1,414,809 | SH | DFND | 01, 03 | 1,414,809 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 13,557 | 2,482,894 | SH | DFND | 02, 03 | 2,482,894 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 2,503 | 458,363 | SH | DFND | 3 | 0 | 458,363 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 3,354 | 67,545 | SH | DFND | 01, 03 | 67,545 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 53,463 | 1,076,796 | SH | DFND | 02, 03 | 1,076,796 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 10,568 | 212,852 | SH | DFND | 3 | 0 | 212,852 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 2,517 | 140,156 | SH | DFND | 01, 03 | 140,156 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 25,848 | 1,439,184 | SH | DFND | 02, 03 | 1,439,184 | 0 | 0 | |
DOMINION DIAMOND CORP | COM | 257287102 | 5,106 | 284,278 | SH | DFND | 3 | 0 | 284,278 | 0 | |
DOVER SADDLERY INC | COM | 260412101 | 4,457 | 918,983 | SH | DFND | 02, 03 | 918,983 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 7,208 | 206,473 | SH | DFND | 3 | 0 | 206,473 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,317 | 34,773 | SH | DFND | 01, 03 | 34,773 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 52,880 | 554,352 | SH | DFND | 02, 03 | 554,352 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 10,453 | 109,582 | SH | DFND | 3 | 0 | 109,582 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 3,401 | 303,697 | SH | DFND | 01, 03 | 303,697 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 23,685 | 2,114,690 | SH | DFND | 02, 03 | 2,114,690 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 4,437 | 396,201 | SH | DFND | 3 | 0 | 396,201 | 0 | |
GULF RESOURCES INC | COM PAR $0.0005 | 40251W309 | 265 | 228,160 | SH | DFND | 01, 03 | 228,160 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 825 | 455,781 | SH | DFND | 01, 03 | 455,781 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 5,703 | 3,150,975 | SH | DFND | 02, 03 | 3,150,975 | 0 | 0 | |
HARVEST NATURAL RESOURCES IN | COM | 41754V103 | 952 | 525,969 | SH | DFND | 3 | 0 | 525,969 | 0 | |
HARVEST NATURAL RESOURCES IN | PUT | 41754V953 | 123 | 600 | SH | Put | DFND | 01, 03 | 600 | 0 | 0 |
HARVEST NATURAL RESOURCES IN | PUT | 41754V953 | 2,583 | 12,600 | SH | Put | DFND | 02, 03 | 12,600 | 0 | 0 |
INTERFACE INC | COM | 458665304 | 659 | 39,982 | SH | DFND | 01, 03 | 39,982 | 0 | 0 | |
INTERFACE INC | COM | 458665304 | 10,501 | 637,571 | SH | DFND | 02, 03 | 637,571 | 0 | 0 | |
INTERFACE INC | COM | 458665304 | 2,076 | 126,025 | SH | DFND | 3 | 0 | 126,025 | 0 | |
ISHARES TR | PUT | 464287955 | 1,055 | 5,000 | SH | Put | DFND | 02, 03 | 5,000 | 0 | 0 |
JAMBA INC | COM NEW | 47023A309 | 1,285 | 85,129 | SH | DFND | 01, 03 | 85,129 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 6,664 | 441,640 | SH | DFND | 02, 03 | 441,640 | 0 | 0 | |
JAMBA INC | COM NEW | 47023A309 | 1,316 | 87,217 | SH | DFND | 3 | 0 | 87,217 | 0 | |
JOINT CORP | COM | 47973J102 | 1,292 | 202,540 | SH | DFND | 01, 03 | 202,540 | 0 | 0 | |
JOINT CORP | COM | 47973J102 | 6,049 | 948,060 | SH | DFND | 02, 03 | 948,060 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 2,550 | 73,605 | SH | DFND | 01, 03 | 73,605 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 43,614 | 1,258,689 | SH | DFND | 02, 03 | 1,258,689 | 0 | 0 | |
KAR AUCTION SVCS INC | COM | 48238T109 | 8,034 | 231,857 | SH | DFND | 3 | 0 | 231,857 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 1,415 | 72,161 | SH | DFND | 01, 03 | 72,161 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 25,373 | 1,293,887 | SH | DFND | 02, 03 | 1,293,887 | 0 | 0 | |
LADDER CAP CORP | CL A | 505743104 | 4,666 | 237,926 | SH | DFND | 3 | 0 | 237,926 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 5,724 | 995,510 | SH | DFND | 01, 03 | 995,510 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 30,925 | 5,378,247 | SH | DFND | 02, 03 | 5,378,247 | 0 | 0 | |
LIONBRIDGE TECHNOLOGIES INC | COM | 536252109 | 3,796 | 660,178 | SH | DFND | 3 | 0 | 660,178 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 1,576 | 9,702 | SH | DFND | 01, 03 | 9,702 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 25,116 | 154,657 | SH | DFND | 02, 03 | 154,657 | 0 | 0 | |
MICROSTRATEGY INC | CL A NEW | 594972408 | 4,965 | 30,573 | SH | DFND | 3 | 0 | 30,573 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 2,340 | 272,926 | SH | DFND | 01, 03 | 272,926 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 38,303 | 4,466,790 | SH | DFND | 02, 03 | 4,466,790 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 7,224 | 842,429 | SH | DFND | 3 | 0 | 842,429 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 2,313 | 235,330 | SH | DFND | 01, 03 | 235,330 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 32,631 | 3,322,895 | SH | DFND | 02, 03 | 3,322,895 | 0 | 0 | |
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 6,080 | 619,166 | SH | DFND | 3 | 0 | 619,166 | 0 | |
QKL STORES INC | COM PAR $0.001 | 74732Y303 | 38 | 19,244 | SH | DFND | 01, 03 | 19,244 | 0 | 0 | |
QUIKSILVER INC | COM | 74838C106 | 1,326 | 600,000 | SH | DFND | 01, 03 | 600,000 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 4,026 | 41,095 | SH | DFND | 01, 03 | 41,095 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 64,153 | 654,752 | SH | DFND | 02, 03 | 654,752 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 12,685 | 129,469 | SH | DFND | 3 | 0 | 129,469 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 5,679 | 133,850 | SH | DFND | 01, 03 | 133,850 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 35,541 | 837,632 | SH | DFND | 02, 03 | 837,632 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 11,512 | 271,318 | SH | DFND | 3 | 0 | 271,318 | 0 | |
SEALED AIR CORP NEW | CALL | 81211K900 | 84 | 310 | SH | Call | DFND | 01, 03 | 310 | 0 | 0 |
SEALED AIR CORP NEW | CALL | 81211K900 | 1,551 | 5,690 | SH | Call | DFND | 02, 03 | 5,690 | 0 | 0 |
SEMLER SCIENTIFIC INC | COM | 81684M104 | 669 | 341,459 | SH | DFND | 01, 03 | 341,459 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 6,370 | 232,805 | SH | DFND | 01, 03 | 232,805 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 47,830 | 1,748,179 | SH | DFND | 02, 03 | 1,748,179 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 13,492 | 493,143 | SH | DFND | 3 | 0 | 493,143 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 1,877 | 119,320 | SH | DFND | 01, 03 | 119,320 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 29,931 | 1,902,790 | SH | DFND | 02, 03 | 1,902,790 | 0 | 0 | |
SMART & FINAL STORES INC | COM | 83190B101 | 4,159 | 264,416 | SH | DFND | 3 | 0 | 264,416 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 1,586 | 31,838 | SH | DFND | 01, 03 | 31,838 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 25,293 | 507,581 | SH | DFND | 02, 03 | 507,581 | 0 | 0 | |
SOLARWINDS INC | COM | 83416B109 | 5,000 | 100,333 | SH | DFND | 3 | 0 | 100,333 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 6,900 | 296,886 | SH | DFND | 01, 03 | 296,886 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 60,982 | 2,624,016 | SH | DFND | 02, 03 | 2,624,016 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 12,050 | 518,523 | SH | DFND | 3 | 0 | 518,523 | 0 | |
STARWOOD WAYPOINT RESIDENTL | COM SHS | 85571W109 | 986 | 37,379 | SH | DFND | 01, 03 | 37,379 | 0 | 0 | |
STARWOOD WAYPOINT RESIDENTL | COM SHS | 85571W109 | 4,584 | 173,824 | SH | DFND | 02, 03 | 173,824 | 0 | 0 | |
STARWOOD WAYPOINT RESIDENTL | COM SHS | 85571W109 | 906 | 34,357 | SH | DFND | 3 | 0 | 34,357 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 1,640 | 84,044 | SH | DFND | 01, 03 | 84,044 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 26,337 | 1,349,940 | SH | DFND | 02, 03 | 1,349,940 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 4,904 | 251,379 | SH | DFND | 3 | 0 | 251,379 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 7,313 | 190,405 | SH | DFND | 3 | 0 | 190,405 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 1,836 | 27,449 | SH | DFND | 01, 03 | 27,449 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 29,358 | 438,895 | SH | DFND | 02, 03 | 438,895 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 5,794 | 86,615 | SH | DFND | 3 | 0 | 86,615 | 0 | |
UNITED STATES OIL FUND LP | CALL | 91232N908 | 36 | 913 | SH | Call | DFND | 01, 03 | 913 | 0 | 0 |
UNITED STATES OIL FUND LP | CALL | 91232N908 | 647 | 16,587 | SH | Call | DFND | 02, 03 | 16,587 | 0 | 0 |
BELMOND LTD | CL A | G1154H107 | 842 | 68,062 | SH | DFND | 01, 03 | 68,062 | 0 | 0 | |
BELMOND LTD | CL A | G1154H107 | 13,428 | 1,085,537 | SH | DFND | 02, 03 | 1,085,537 | 0 | 0 | |
BELMOND LTD | CL A | G1154H107 | 2,654 | 214,546 | SH | DFND | 3 | 0 | 214,546 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 534 | 22,892 | SH | DFND | 01, 03 | 22,892 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 8,410 | 360,630 | SH | DFND | 02, 03 | 360,630 | 0 | 0 | |
CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | 1,840 | 78,893 | SH | DFND | 3 | 0 | 78,893 | 0 |