0001209191-19-060133.txt : 20191211 0001209191-19-060133.hdr.sgml : 20191211 20191211203743 ACCESSION NUMBER: 0001209191-19-060133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191209 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN GARY G CENTRAL INDEX KEY: 0001137443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35720 FILM NUMBER: 191280856 MAIL ADDRESS: STREET 1: C/O RESTORATION HARDWARE INC STREET 2: 15 KOCH RD. SUITE J CITY: CORTE MADERA STATE: CA ZIP: 94925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RH CENTRAL INDEX KEY: 0001528849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 453052669 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 BUSINESS PHONE: 415-924-1005 MAIL ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Hardware Holdings Inc DATE OF NAME CHANGE: 20110830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-09 0 0001528849 RH RH 0001137443 FRIEDMAN GARY G C/O RH 15 KOCH ROAD, SUITE K CORTE MADERA CA 94925 1 1 1 0 Chairman & CEO Common Stock 2019-12-09 4 M 0 56338 46.50 A 2309670 D Common Stock 2019-12-09 4 S 0 55041 240.187 D 2254629 D Common Stock 2019-12-09 4 S 0 1297 237.0542 D 2253332 D Common Stock 2019-12-09 4 S 0 5050 237.2254 D 2248282 D Common Stock 2019-12-09 4 S 0 600 238.2533 D 2247682 D Common Stock 2019-12-09 4 S 0 5300 240.2157 D 2242382 D Common Stock 2019-12-09 4 S 0 7294 237.0913 D 2235088 D Common Stock 2019-12-09 4 S 0 1904 238.1762 D 2233184 D Common Stock 2019-12-09 4 S 0 84798 240.1954 D 2148386 D Common Stock 2019-12-10 4 M 0 20798 46.50 A 2169184 D Common Stock 2019-12-10 4 S 0 2524 235.3161 D 2166660 D Common Stock 2019-12-10 4 S 0 9816 234.1259 D 2156844 D Common Stock 2019-12-10 4 S 0 8458 233.0668 D 2148386 D Common Stock 2019-12-10 4 S 0 21581 233.1276 D 2126805 D Common Stock 2019-12-10 4 S 0 25364 234.3346 D 2101441 D Common Stock 2019-12-10 4 S 0 6797 235.3742 D 2094644 D Common Stock 2019-12-10 4 S 0 1100 236.6865 D 2093544 D Common Stock 2019-12-10 4 S 0 36367 233.0306 D 2057177 D Common Stock 2019-12-10 4 S 0 38973 234.332 D 2018204 D Common Stock 2019-12-10 4 S 0 7500 235.2631 D 2010704 D Common Stock 2019-12-10 4 S 0 600 236.3467 D 2010104 D Stock Option (Right to Buy) 46.50 2019-12-09 4 M 0 56338 0.00 D 2022-10-31 Common Stock 56338 2920488 D Stock Option (Right to Buy) 46.50 2019-12-10 4 M 0 20798 0.00 D 2022-10-31 Common Stock 20798 2899690 D Due to EDGAR limitations of up to 30 rows per Form 4, this Form 4 is part 1 of 2. Please note the additional Form 4 reflecting additional transactions are part of the same reporting activity. These shares were sold by the reporting person in order to fund (1) a final payment obligation due under a marital dissolution agreement; (2) the acquisition and improvement of real estate for use as a personal residence; and (3) the repayment of outstanding balances under personal line of credit borrowings. This transaction was executed in multiple trades ranging from $240.00 to $240.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $237.00 to $237.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $237.005 to $238.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $238.075 to $238.4475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $240.00 to $240.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $237.00 to $237.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $238.00 to $238.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $240.00 to $240.5625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $235.02 to $235.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $234.00 to $234.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $233.00 to $233.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $233.00 to $233.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $234.00 to $234.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $235.00 to $235.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $236.095 to $237.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $233.00 to $233.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $234.00 to $234.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $235.00 to $235.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $236.00 to $236.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. Options are fully vested. /s/ Edward T. Lee as Attorney-In-Fact 2019-12-11