0001209191-19-060133.txt : 20191211
0001209191-19-060133.hdr.sgml : 20191211
20191211203743
ACCESSION NUMBER: 0001209191-19-060133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191209
FILED AS OF DATE: 20191211
DATE AS OF CHANGE: 20191211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN GARY G
CENTRAL INDEX KEY: 0001137443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35720
FILM NUMBER: 191280856
MAIL ADDRESS:
STREET 1: C/O RESTORATION HARDWARE INC
STREET 2: 15 KOCH RD. SUITE J
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RH
CENTRAL INDEX KEY: 0001528849
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712]
IRS NUMBER: 453052669
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
BUSINESS PHONE: 415-924-1005
MAIL ADDRESS:
STREET 1: 15 KOCH ROAD
STREET 2: SUITE K
CITY: CORTE MADERA
STATE: CA
ZIP: 94925
FORMER COMPANY:
FORMER CONFORMED NAME: Restoration Hardware Holdings Inc
DATE OF NAME CHANGE: 20110830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-09
0
0001528849
RH
RH
0001137443
FRIEDMAN GARY G
C/O RH
15 KOCH ROAD, SUITE K
CORTE MADERA
CA
94925
1
1
1
0
Chairman & CEO
Common Stock
2019-12-09
4
M
0
56338
46.50
A
2309670
D
Common Stock
2019-12-09
4
S
0
55041
240.187
D
2254629
D
Common Stock
2019-12-09
4
S
0
1297
237.0542
D
2253332
D
Common Stock
2019-12-09
4
S
0
5050
237.2254
D
2248282
D
Common Stock
2019-12-09
4
S
0
600
238.2533
D
2247682
D
Common Stock
2019-12-09
4
S
0
5300
240.2157
D
2242382
D
Common Stock
2019-12-09
4
S
0
7294
237.0913
D
2235088
D
Common Stock
2019-12-09
4
S
0
1904
238.1762
D
2233184
D
Common Stock
2019-12-09
4
S
0
84798
240.1954
D
2148386
D
Common Stock
2019-12-10
4
M
0
20798
46.50
A
2169184
D
Common Stock
2019-12-10
4
S
0
2524
235.3161
D
2166660
D
Common Stock
2019-12-10
4
S
0
9816
234.1259
D
2156844
D
Common Stock
2019-12-10
4
S
0
8458
233.0668
D
2148386
D
Common Stock
2019-12-10
4
S
0
21581
233.1276
D
2126805
D
Common Stock
2019-12-10
4
S
0
25364
234.3346
D
2101441
D
Common Stock
2019-12-10
4
S
0
6797
235.3742
D
2094644
D
Common Stock
2019-12-10
4
S
0
1100
236.6865
D
2093544
D
Common Stock
2019-12-10
4
S
0
36367
233.0306
D
2057177
D
Common Stock
2019-12-10
4
S
0
38973
234.332
D
2018204
D
Common Stock
2019-12-10
4
S
0
7500
235.2631
D
2010704
D
Common Stock
2019-12-10
4
S
0
600
236.3467
D
2010104
D
Stock Option (Right to Buy)
46.50
2019-12-09
4
M
0
56338
0.00
D
2022-10-31
Common Stock
56338
2920488
D
Stock Option (Right to Buy)
46.50
2019-12-10
4
M
0
20798
0.00
D
2022-10-31
Common Stock
20798
2899690
D
Due to EDGAR limitations of up to 30 rows per Form 4, this Form 4 is part 1 of 2. Please note the additional Form 4 reflecting additional transactions are part of the same reporting activity.
These shares were sold by the reporting person in order to fund (1) a final payment obligation due under a marital dissolution agreement; (2) the acquisition and improvement of real estate for use as a personal residence; and (3) the repayment of outstanding balances under personal line of credit borrowings.
This transaction was executed in multiple trades ranging from $240.00 to $240.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $237.00 to $237.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $237.005 to $238.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $238.075 to $238.4475. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $240.00 to $240.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $237.00 to $237.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $238.00 to $238.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $240.00 to $240.5625. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $235.02 to $235.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $234.00 to $234.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $233.00 to $233.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $233.00 to $233.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $234.00 to $234.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $235.00 to $235.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $236.095 to $237.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $233.00 to $233.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $234.00 to $234.995. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $235.00 to $235.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
This transaction was executed in multiple trades ranging from $236.00 to $236.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
Options are fully vested.
/s/ Edward T. Lee as Attorney-In-Fact
2019-12-11