0001104659-22-042531.txt : 20220405 0001104659-22-042531.hdr.sgml : 20220405 20220405064214 ACCESSION NUMBER: 0001104659-22-042531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN GARY G CENTRAL INDEX KEY: 0001137443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35720 FILM NUMBER: 22805149 MAIL ADDRESS: STREET 1: C/O RESTORATION HARDWARE INC STREET 2: 15 KOCH RD. SUITE J CITY: CORTE MADERA STATE: CA ZIP: 94925 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RH CENTRAL INDEX KEY: 0001528849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FURNITURE STORES [5712] IRS NUMBER: 453052669 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 BUSINESS PHONE: 415-924-1005 MAIL ADDRESS: STREET 1: 15 KOCH ROAD STREET 2: SUITE K CITY: CORTE MADERA STATE: CA ZIP: 94925 FORMER COMPANY: FORMER CONFORMED NAME: Restoration Hardware Holdings Inc DATE OF NAME CHANGE: 20110830 4 1 tm2211670-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-03-31 0 0001528849 RH RH 0001137443 FRIEDMAN GARY G C/O RH 15 KOCH ROAD, SUITE K CORTE MADERA CA 94925 1 1 1 0 Chairman & CEO Common Stock 2022-03-31 4 M 0 534306 49.50 A 2387638 D Common Stock 2022-03-31 4 S 0 534306 326.6960 D 1853332 D Common Stock 2022-04-01 4 M 0 378481 49.50 A 2231813 D Common Stock 2022-04-01 4 S 0 378481 321.662 D 1853332 D Common Stock 2022-04-04 4 M 0 1964039 49.50 A 3817371 D Common Stock 2022-04-04 4 S 0 837213 325.7897 D 2980158 D Stock Option (Right to Buy) 49.50 2022-03-31 4 M 0 534306 0 D 2022-10-31 Common Stock 534306 2342520 D Stock Option (Right to Buy) 49.50 2022-04-01 4 M 0 378481 0 D 2022-10-31 Common Stock 378481 1964039 D Stock Option (Right to Buy) 49.50 2022-04-04 4 M 0 1964039 0 D 2022-10-31 Common Stock 1964039 0 D The sale reported in this Form 4 pertains to shares sold by the Reporting Person to cover payment of the exercise price and tax withholding obligations in connection with the exercise of the IPO Options. This transaction was executed in multiple trades ranging from $323.40 to $329.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $318.11 to $327.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. This transaction was executed in multiple trades ranging from $317.23 to $330.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. Fully vested. /s/ Edward T. Lee as Attorney-In-Fact 2022-04-04