0001144204-13-028360.txt : 20130513 0001144204-13-028360.hdr.sgml : 20130513 20130513171114 ACCESSION NUMBER: 0001144204-13-028360 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 EFFECTIVENESS DATE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITE PINE CAPITAL LLC CENTRAL INDEX KEY: 0001137429 IRS NUMBER: 411933144 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06425 FILM NUMBER: 13838261 BUSINESS ADDRESS: STREET 1: 60 SOUTH SIXTH STREET, SUITE 2530 CITY: MINNEAPOLIS STATE: MN ZIP: 55391 BUSINESS PHONE: 6123769765 13F-HR 1 v344858_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 --------------------------------- Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: White Pine Capital, LLC ---------------------------------------------------------------------- Address: 60 South Sixth Street, Suite 2530 ---------------------------------------------------------------------- Minneapolis, MN 55402 ---------------------------------------------------------------------- Form 13F File Number: 28-06425 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mike Wallace ---------------------------------------------------------------------- Title: Principal ---------------------------------------------------------------------- Phone: (612) 376-2961 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Mike Wallace Minneapolis, MN 05-13-2013 ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) |_| 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 237 ------------------- Form 13F Information Table Value Total: $269,391 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE White Pine Capital, LLC FORM 13F 31-Mar-13
Voting Authority Title of Value Shares/ Sh/ Put/ Invstmt Other --------------------------- Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ --------- --------- -------- --------- --- ---- ------- -------- -------- ------ -------- AEGON NV 6.375% CALL 6/15/15 @ PFD 007924301 632 23975 SH Sole 6100 17875 BANK OF AMERICA 6.625% CALL 10 PFD 060505740 604 22000 SH Sole 2850 19150 GOLDMAN SACHS GP 5.95% CALL 11 PFD 38145G209 662 26150 SH Sole 5700 20450 ISHARES S&P US PFD STOCK PFD 464288687 1597 39410 SH Sole 7050 32360 MORGAN STANLEY CAP V PFD 5.75% PFD 617466206 786 31450 SH Sole 4200 27250 PNC FIN SERV GRP PFD 5.375 CAL PFD 693475832 990 38850 SH Sole 8500 30350 POWERSHARES PREFERRED PORTFOLI PFD 73936T565 168 11300 SH Sole 2000 9300 REGIONS FIN NEW 6.375% CALL 12 PFD 7591EP308 596 23350 SH Sole 5800 17550 3M CO COM 88579Y101 17341 163118 SH Sole 4685 158433 ABBOTT LABS COM COM 002824100 904 25590 SH Sole 6585 19005 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