0001672811-17-000034.txt : 20170417
0001672811-17-000034.hdr.sgml : 20170417
20170417165038
ACCESSION NUMBER: 0001672811-17-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170413
FILED AS OF DATE: 20170417
DATE AS OF CHANGE: 20170417
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Whates John T
CENTRAL INDEX KEY: 0001543918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 17765080
MAIL ADDRESS:
STREET 1: 1400 CORPORATE CENTER WAY
CITY: WELLINGTON
STATE: FL
ZIP: 33414
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-04-13
0001137411
ROCKWELL COLLINS INC
COL
0001543918
Whates John T
400 COLLINS ROAD NE
M/S: 124-323
CEDAR RAPIDS
IA
52498
1
0
0
0
Common Stock
2017-04-13
4
A
0
2436
A
2436
D
Common Stock
2017-04-13
4
A
0
2036
96.63
A
2036
D
Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 3,991 shares of B/E Aerospace, Inc. ("B/E") common stock and 3,867 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares.
Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares.
Joshua A. Mullin, Attorney-in-Fact
2017-04-17