0001672811-17-000034.txt : 20170417 0001672811-17-000034.hdr.sgml : 20170417 20170417165038 ACCESSION NUMBER: 0001672811-17-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170417 DATE AS OF CHANGE: 20170417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whates John T CENTRAL INDEX KEY: 0001543918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17765080 MAIL ADDRESS: STREET 1: 1400 CORPORATE CENTER WAY CITY: WELLINGTON STATE: FL ZIP: 33414 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-13 0001137411 ROCKWELL COLLINS INC COL 0001543918 Whates John T 400 COLLINS ROAD NE M/S: 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2017-04-13 4 A 0 2436 A 2436 D Common Stock 2017-04-13 4 A 0 2036 96.63 A 2036 D Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 3,991 shares of B/E Aerospace, Inc. ("B/E") common stock and 3,867 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares. Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Joshua A. Mullin, Attorney-in-Fact 2017-04-17