0001672811-17-000033.txt : 20170417 0001672811-17-000033.hdr.sgml : 20170417 20170417164902 ACCESSION NUMBER: 0001672811-17-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170417 DATE AS OF CHANGE: 20170417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamermesh Richard CENTRAL INDEX KEY: 0001227442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17765017 MAIL ADDRESS: STREET 1: C/O BE AEROSPACE, INC. STREET 2: 1400 CORPORATE CENTER WAY CITY: WELLINGTON STATE: FL ZIP: 33414 FORMER NAME: FORMER CONFORMED NAME: HAMERMESH RICHARD G DATE OF NAME CHANGE: 20030415 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-13 0001137411 ROCKWELL COLLINS INC COL 0001227442 Hamermesh Richard 400 COLLINS ROAD NE MS: 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2017-04-13 4 A 0 6876 A 6876 D Common Stock 2017-04-13 4 A 0 620 A 620 I By Family Trust Common Stock 2017-04-13 4 A 0 2036 96.63 A 2036 D Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 9,009 shares of B/E Aerospace, Inc. ("B/E") common stock and 13,168 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares. Received in the Merger in exchange for 2,000 shares of B/E common stock. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Joshua A. Mullin, Attorney-in-Fact 2017-04-17