0001672811-17-000020.txt : 20170404 0001672811-17-000020.hdr.sgml : 20170404 20170404161948 ACCESSION NUMBER: 0001672811-17-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS CHRIS A CENTRAL INDEX KEY: 0001211057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17738452 MAIL ADDRESS: STREET 1: P O BOX 3177 CITY: CEDAR RAPIDS STATE: IA ZIP: 52406 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-04-03 0001137411 ROCKWELL COLLINS INC COL 0001211057 DAVIS CHRIS A 400 COLLINS ROAD NE M/S 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2017-04-03 4 A 0 322 97.42 A 43535.56 D Common Stock 14946.759 D Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Includes dividend equivalents issued quarterly on the restricted stock units. 6,413 of these shares are restricted shares and were delivered as compensation for services as a Director. The restricted shares are held by the Company to implement restrictions on transfer unless and until certain conditions are met. Includes shares acquired under a dividend reinvestment program. Joshua A. Mullin, Attorney-in-Fact 2017-04-04