0001672811-17-000016.txt : 20170321
0001672811-17-000016.hdr.sgml : 20170321
20170321180116
ACCESSION NUMBER: 0001672811-17-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170320
FILED AS OF DATE: 20170321
DATE AS OF CHANGE: 20170321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN PATRICK E
CENTRAL INDEX KEY: 0001191569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 17705130
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-20
0001137411
ROCKWELL COLLINS INC
COL
0001191569
ALLEN PATRICK E
M/S 124-318
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
0
1
0
0
Sr. VP and CFO
Common Stock
2017-03-20
4
M
0
2000
74.05
A
50844.12
D
Common Stock
2017-03-20
4
S
0
2000
98.93
D
48844.12
D
Common Stock
2017-03-21
4
M
0
2000
74.05
A
50844.12
D
Common Stock
2017-03-21
4
S
0
2000
99.37
D
48844.12
D
Common Stock
6846.808
I
By Savings Plan
Stock Option (Right to Buy)
74.05
2017-03-20
4
M
0
2000
0
D
2017-11-13
Common Stock
2000
3550
D
Stock Option (Right to Buy)
74.05
2017-03-21
4
M
0
2000
0
D
2017-11-13
Common Stock
2000
1550
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Joshua A. Mullin, Attorney-in-Fact
2017-03-21