0001672811-17-000012.txt : 20170316 0001672811-17-000012.hdr.sgml : 20170316 20170316095518 ACCESSION NUMBER: 0001672811-17-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN PATRICK E CENTRAL INDEX KEY: 0001191569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 17693147 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-14 0001137411 ROCKWELL COLLINS INC COL 0001191569 ALLEN PATRICK E M/S 124-318 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 Sr. VP and CFO Common Stock 2017-03-14 4 M 0 2000 74.05 A 50844.12 D Common Stock 2017-03-14 4 S 0 2000 98.78 D 48844.12 D Common Stock 2017-03-15 4 M 0 2000 74.05 A 50844.12 D Common Stock 2017-03-15 4 S 0 2000 97.98 D 48844.12 D Common Stock 6846.808 I By Savings Plan Stock Option (Right to Buy) 74.05 2017-03-14 4 M 0 2000 0 D 2017-11-13 Common Stock 2000 11550 D Stock Option (Right to Buy) 74.05 2017-03-15 4 M 0 2000 0 D 2017-11-13 Common Stock 2000 9550 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2017. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of March 1, 2017. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of March 1, 2017. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Joshua A. Mullin 2017-03-16