0001672811-16-000011.txt : 20161116 0001672811-16-000011.hdr.sgml : 20161116 20161116174846 ACCESSION NUMBER: 0001672811-16-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STATLER KENT L CENTRAL INDEX KEY: 0001213511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 162003359 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE M/S 106-193 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0001137411 ROCKWELL COLLINS INC COL 0001213511 STATLER KENT L M/S 124-123 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 ExecVP and COO, Commercial Sys Common Stock 2016-11-14 4 A 0 7595 0 A 48650.815 D Common Stock 2016-11-14 4 F 0 2533 88.71 D 46117.815 D Common Stock 4871.9761 I By Savings Plan Stock Option (Right to Buy) 88.71 2016-11-14 4 A 0 32100 0 A 2026-11-14 Common Stock 32100 32100 D Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2016. Employee stock options granted under the LTIP. The options vest in three substantially equal annual installments beginning November 14, 2017. Joshua A. Mullin 2016-11-16