0001672811-16-000003.txt : 20161116 0001672811-16-000003.hdr.sgml : 20161116 20161116174304 ACCESSION NUMBER: 0001672811-16-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JASPER PHILIP J CENTRAL INDEX KEY: 0001559248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 162003337 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 120-102 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0001137411 ROCKWELL COLLINS INC COL 0001559248 JASPER PHILIP J M/S 120-102 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Exec. VP & COO, Government Sys Common Stock 2016-11-14 4 A 0 6905 0 A 23689.264 D Common Stock 2016-11-14 4 F 0 2303 88.71 D 21386.264 D Common Stock 1370.3443 I By Savings Plan Stock Option (Right to Buy) 88.71 2016-11-14 4 A 0 29200 0 A 2026-11-14 Common Stock 29200 29200 D Vesting of performance shares granted under the Company's Long-Term Incentives Plans ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Includes shares acquired under a dividend reinvestment plan. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2016. Employee stock options granted under the LTIP. The options vest in three substantially equal annual installments beginning November 14, 2017. Joshua A. Mullin 2016-11-16