0001672811-16-000003.txt : 20161116
0001672811-16-000003.hdr.sgml : 20161116
20161116174304
ACCESSION NUMBER: 0001672811-16-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASPER PHILIP J
CENTRAL INDEX KEY: 0001559248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 162003337
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-14
0001137411
ROCKWELL COLLINS INC
COL
0001559248
JASPER PHILIP J
M/S 120-102
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498
0
1
0
0
Exec. VP & COO, Government Sys
Common Stock
2016-11-14
4
A
0
6905
0
A
23689.264
D
Common Stock
2016-11-14
4
F
0
2303
88.71
D
21386.264
D
Common Stock
1370.3443
I
By Savings Plan
Stock Option (Right to Buy)
88.71
2016-11-14
4
A
0
29200
0
A
2026-11-14
Common Stock
29200
29200
D
Vesting of performance shares granted under the Company's Long-Term Incentives Plans ("LTIP").
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2016. Includes shares acquired under a dividend reinvestment plan.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2016.
Employee stock options granted under the LTIP.
The options vest in three substantially equal annual installments beginning November 14, 2017.
Joshua A. Mullin
2016-11-16