0001137411-17-000160.txt : 20171219
0001137411-17-000160.hdr.sgml : 20171219
20171219163516
ACCESSION NUMBER: 0001137411-17-000160
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171218
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALLEN PATRICK E
CENTRAL INDEX KEY: 0001191569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171264400
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-18
0001137411
ROCKWELL COLLINS INC
COL
0001191569
ALLEN PATRICK E
M/S 124-318
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
0
1
0
0
Sr. VP and CFO
Common Stock
2017-12-18
4
M
0
25410
30.39
A
84991.649
D
Common Stock
2017-12-18
4
S
0
25410
135.02
D
59581.649
D
Common Stock
6976.247
I
By Savings Plan
Stock Option (Right to Buy)
30.39
2017-12-18
4
M
0
25410
0
D
2018-11-21
Common Stock
25410
3290
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017.
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.18, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Joshua A. Mullin, Attorney-in-Fact
2017-12-19