0001137411-17-000156.txt : 20171218
0001137411-17-000156.hdr.sgml : 20171218
20171218154016
ACCESSION NUMBER: 0001137411-17-000156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171218
DATE AS OF CHANGE: 20171218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ortberg Robert Kelly
CENTRAL INDEX KEY: 0001377692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171261311
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 124-124
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-15
0001137411
ROCKWELL COLLINS INC
COL
0001377692
Ortberg Robert Kelly
M/S 124-323
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
1
1
0
0
CEO & President
Common Stock
2017-12-15
4
M
0
3290
30.39
A
129149.574
D
Common Stock
5015.9913
I
By Savings Plan
Stock Option (Right to Buy)
30.39
2017-12-15
4
M
0
3290
0
D
2018-11-21
Common Stock
3290
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 1, 2017.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Joshua A. Mullin, Attorney-in-Fact
2017-12-18