0001137411-17-000148.txt : 20171205 0001137411-17-000148.hdr.sgml : 20171205 20171205164029 ACCESSION NUMBER: 0001137411-17-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACLAUCHLAN JEFFREY D CENTRAL INDEX KEY: 0001633580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171240177 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-04 0001137411 ROCKWELL COLLINS INC COL 0001633580 MACLAUCHLAN JEFFREY D MS: 124-303 400 COLLINS ROAD N.E. CEDAR RAPIDS IA 52498 0 1 0 0 SR. VP, CORPORATE DEVELOPMENT Common Stock 2017-12-04 4 M 0 3634 83.69 A 9179 D Common Stock 2017-12-04 4 M 0 4000 86.75 A 13179 D Common Stock 2017-12-04 4 S 0 7634 133.24 D 5545 D Common Stock 717.5688 I By Savings Plan Stock Option (Right to Buy) 83.69 2017-12-04 4 M 0 3634 0 D 2024-11-17 Common Stock 3634 0 D Stock Option (Right to Buy) 86.75 2017-12-04 4 M 0 4000 0 D 2025-11-09 Common Stock 4000 4000 D These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017. The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $132.70 to $133.57, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2017. Employee stock options granted pursuant to the Company's 2015 Long-Term Incentives Plan ("LTIP"). The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Vaughn M. Klopfenstein, Attorney-in-Fact 2017-12-05