0001137411-17-000144.txt : 20171120
0001137411-17-000144.hdr.sgml : 20171120
20171120150901
ACCESSION NUMBER: 0001137411-17-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIEUWSMA DAVID J
CENTRAL INDEX KEY: 0001672811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171213591
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-17
0001137411
ROCKWELL COLLINS INC
COL
0001672811
NIEUWSMA DAVID J
2551 RIVA ROAD
ANNAPOLIS
MD
21401
0
1
0
0
SR. VP, INFORMATION MGMT SVCS
Common Stock
2017-11-17
4
M
0
1967
83.69
A
7148.19
D
Common Stock
2017-11-17
4
S
0
1967
132.30
D
5181.19
D
Common Stock
313.4593
I
By Savings Plan
Stock Options (Right-to-Buy)
83.69
2017-11-17
4
M
0
1967
0
D
2024-11-17
Common Stock
1967
0
D
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plan.
The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Joshua A. Mullin, Attorney-in-Fact
2017-11-20