0001137411-17-000144.txt : 20171120 0001137411-17-000144.hdr.sgml : 20171120 20171120150901 ACCESSION NUMBER: 0001137411-17-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIEUWSMA DAVID J CENTRAL INDEX KEY: 0001672811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171213591 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 120-102 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-17 0001137411 ROCKWELL COLLINS INC COL 0001672811 NIEUWSMA DAVID J 2551 RIVA ROAD ANNAPOLIS MD 21401 0 1 0 0 SR. VP, INFORMATION MGMT SVCS Common Stock 2017-11-17 4 M 0 1967 83.69 A 7148.19 D Common Stock 2017-11-17 4 S 0 1967 132.30 D 5181.19 D Common Stock 313.4593 I By Savings Plan Stock Options (Right-to-Buy) 83.69 2017-11-17 4 M 0 1967 0 D 2024-11-17 Common Stock 1967 0 D These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017. Employee stock options granted pursuant to the Company's stock based plan. The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date. Joshua A. Mullin, Attorney-in-Fact 2017-11-20