0001137411-17-000141.txt : 20171115 0001137411-17-000141.hdr.sgml : 20171115 20171115164555 ACCESSION NUMBER: 0001137411-17-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURGELL ROBERT A CENTRAL INDEX KEY: 0001462265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171205679 MAIL ADDRESS: STREET 1: 1300 WILSON BLVD. STREET 2: STE. 200 CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-13 0001137411 ROCKWELL COLLINS INC COL 0001462265 STURGELL ROBERT A 1300 WILSON BLVD. SUITE 200 ARLINGTON VA 22209 0 1 0 0 Sr. VP, Washington Operations Common Stock 2017-11-13 4 A 0 1255 0 A 6800.346 D Common Stock 2017-11-13 4 F 0 447 133.37 D 6353.346 D Common Stock 2017-11-13 4 A 0 750 0 A 7103.346 D Common Stock 4101.0732 I By Savings Plan Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017. Joshua A. Mullin, Attorney-in-Fact 2017-11-15