0001137411-17-000139.txt : 20171115 0001137411-17-000139.hdr.sgml : 20171115 20171115164358 ACCESSION NUMBER: 0001137411-17-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STATLER KENT L CENTRAL INDEX KEY: 0001213511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171205669 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE M/S 106-193 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-13 0001137411 ROCKWELL COLLINS INC COL 0001213511 STATLER KENT L M/S 124-123 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 ExecVP and COO, Commercial Sys Common Stock 2017-11-13 4 A 0 6901 0 A 53018.815 D Common Stock 2017-11-13 4 F 0 2302 133.37 D 50716.815 D Common Stock 2017-11-13 4 A 0 4124 0 A 54840.815 D Common Stock 5050.4457 I By Savings Plan Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017. Joshua A. Mullin, Attorney-in-Fact 2017-11-15