0001137411-17-000129.txt : 20171115 0001137411-17-000129.hdr.sgml : 20171115 20171115162904 ACCESSION NUMBER: 0001137411-17-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171115 DATE AS OF CHANGE: 20171115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JASPER PHILIP J CENTRAL INDEX KEY: 0001559248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171205518 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 120-102 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-13 0001137411 ROCKWELL COLLINS INC COL 0001559248 JASPER PHILIP J M/S 120-102 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Exec. VP & COO, Government Sys Common Stock 2017-11-13 4 A 0 6274 0 A 27734.036 D Common Stock 2017-11-13 4 F 0 3009 133.37 D 24725.036 D Common Stock 2017-11-13 4 A 0 3749 0 A 28474.036 D Common Stock 1518.8654 I By Savings Plan Vesting of performance shares granted under the Company's Long-Term Incentives Plans ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 3, 2017. Includes shares acquired under a dividend reinvestment plan. Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017. Joshua A. Mullin, Attorney-in-Fact 2017-11-15