0001137411-17-000120.txt : 20171108 0001137411-17-000120.hdr.sgml : 20171108 20171108164302 ACCESSION NUMBER: 0001137411-17-000120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171106 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANDERSKI JEFFREY A. CENTRAL INDEX KEY: 0001596872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 171187163 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-11-06 0001137411 ROCKWELL COLLINS INC COL 0001596872 STANDERSKI JEFFREY A. 400 COLLINS ROAD N.E. CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP, Human Resources Common Stock 2017-11-06 4 M 0 200 54.37 A 4419 D Common Stock 2017-11-06 4 M 0 3300 76.10 A 7719 D Common Stock 2017-11-06 4 M 0 6866 83.69 A 14585 D Common Stock 2017-11-06 4 M 0 3766 86.75 A 18351 D Common Stock 2017-11-06 4 M 0 366 93.99 A 18717 D Common Stock 2017-11-06 4 S 0 14498 135.35 D 4219 D Common Stock 3885.3843 I By Savings Plan Stock Option (Right to Buy) 54.37 2017-11-06 4 M 0 200 0 D 2022-11-12 Common Stock 200 0 D Stock Option (Right to Buy) 76.10 2017-11-06 4 M 0 3300 0 D 2024-02-06 Common Stock 3300 0 D Stock Option (Right to Buy) 83.69 2017-11-06 4 M 0 6866 0 D 2024-11-17 Common Stock 6866 3434 D Stock Option (Right to Buy) 86.75 2017-11-06 4 M 0 3766 0 D 2025-11-09 Common Stock 3766 7534 D Stock Option (Right to Buy) 93.99 2017-11-06 4 M 0 366 0 D 2026-04-20 Common Stock 366 734 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2017. The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.02 to $135.82, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017. Employee stock options granted pursuant to the Company's stock based plans. The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date. Joshua A. Mullin, Attorney-in-Fact 2017-11-08