0001137411-17-000119.txt : 20171108
0001137411-17-000119.hdr.sgml : 20171108
20171108164204
ACCESSION NUMBER: 0001137411-17-000119
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171106
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NIEUWSMA DAVID J
CENTRAL INDEX KEY: 0001672811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171187156
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-06
0001137411
ROCKWELL COLLINS INC
COL
0001672811
NIEUWSMA DAVID J
2551 RIVA ROAD
ANNAPOLIS
MD
21401
0
1
0
0
SR. VP, INFORMATION MGMT SVCS
Common Stock
2017-11-06
4
M
0
3933
83.69
A
6385.19
D
Common Stock
2017-11-06
4
M
0
2166
86.75
A
8551.19
D
Common Stock
2017-11-06
4
M
0
1066
93.99
A
9617.19
D
Common Stock
2017-11-06
4
S
0
7165
135.35
D
2452.19
D
Common Stock
313.4593
I
By Savings Plan
Stock Options (Right-to-Buy)
83.69
2017-11-06
4
M
0
3933
0
D
2024-11-17
Common Stock
3933
1967
D
Stock Options (Right-to-Buy)
86.75
2017-11-06
4
M
0
2166
0
D
2025-11-09
Common Stock
2166
4334
D
Stock Options (Right-to-Buy)
93.99
2017-11-06
4
M
0
1066
0
D
2026-04-20
Common Stock
1066
2134
D
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017.
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.98 to $135.81, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Joshua A. Mullin, Attorney-in-Fact
2017-11-08