0001137411-17-000117.txt : 20171108
0001137411-17-000117.hdr.sgml : 20171108
20171108144648
ACCESSION NUMBER: 0001137411-17-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171106
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ortberg Robert Kelly
CENTRAL INDEX KEY: 0001377692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171186236
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 124-124
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-06
0001137411
ROCKWELL COLLINS INC
COL
0001377692
Ortberg Robert Kelly
M/S 124-323
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
1
1
0
0
CEO & President
Common Stock
2017-11-06
4
M
0
74510
30.39
A
158308.574
D
Common Stock
2017-11-06
4
M
0
43000
53.08
A
201308.574
D
Common Stock
2017-11-06
4
M
0
37400
55.75
A
238708.574
D
Common Stock
2017-11-06
4
M
0
39600
55.01
A
278308.574
D
Common Stock
2017-11-06
4
M
0
72400
54.37
A
350708.574
D
Common Stock
2017-11-06
4
M
0
33100
73.99
A
383808.574
D
Common Stock
2017-11-06
4
M
0
95100
70.97
A
478908.574
D
Common Stock
2017-11-06
4
S
0
395110
135.35
D
83798.574
D
Common Stock
5014.5003
I
By Savings Plan
Stock Option (Right to Buy)
30.39
2017-11-06
4
M
0
74510
0
D
2018-11-21
Common Stock
74510
0
D
Stock Option (Right to Buy)
53.08
2017-11-06
4
M
0
43000
0
D
2019-11-20
Common Stock
43000
3290
D
Stock Option (Right to Buy)
55.75
2017-11-06
4
M
0
37400
0
D
2020-11-19
Common Stock
37400
0
D
Stock Option (Right to Buy)
55.01
2017-11-06
4
M
0
39600
0
D
2021-11-14
Common Stock
39600
0
D
Stock Option (Right to Buy)
54.37
2017-11-06
4
M
0
72400
0
D
2022-11-12
Common Stock
72400
0
D
Stock Option (Right to Buy)
73.99
2017-11-06
4
M
0
33100
0
D
2023-09-18
Common Stock
33100
0
D
Stock Option (Right to Buy)
70.97
2017-11-06
4
M
0
95100
0
D
2023-11-11
Common Stock
95100
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.96, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Joshua A. Mullin, Attorney-in-Fact
2017-11-08