0001137411-17-000115.txt : 20171108
0001137411-17-000115.hdr.sgml : 20171108
20171108132906
ACCESSION NUMBER: 0001137411-17-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171106
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATTAI NAN
CENTRAL INDEX KEY: 0001305744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171185978
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-06
0001137411
ROCKWELL COLLINS INC
COL
0001305744
MATTAI NAN
M/S 124-223
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
0
1
0
0
Sr VP, Engineering and Tech
Common Stock
2017-11-06
4
M
0
12600
55.75
A
21039
D
Common Stock
2017-11-06
4
M
0
13700
55.01
A
34739
D
Common Stock
2017-11-06
4
M
0
16100
54.37
A
50839
D
Common Stock
2017-11-06
4
M
0
10900
70.97
A
61739
D
Common Stock
2017-11-06
4
S
0
53300
135.34
D
8439
D
Common Stock
710
I
By IRA
Common Stock
6025.7551
I
By Savings Plan
Stock Option (Right to Buy)
55.75
2017-11-06
4
M
0
12600
0
D
2020-11-19
Common Stock
12600
0
D
Stock Option (Right to Buy)
55.01
2017-11-06
4
M
0
13700
0
D
2021-11-14
Common Stock
13700
0
D
Stock Option (Right to Buy)
54.37
2017-11-06
4
M
0
16100
0
D
2022-11-12
Common Stock
16100
0
D
Stock Option (Right to Buy)
70.97
2017-11-06
4
M
0
10900
0
D
2023-11-11
Common Stock
10900
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.98 to $135.87, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares rolled over into a self-directed IRA.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Joshua A. Mullin, Attorney-in-Fact
2017-11-08