0001137411-17-000113.txt : 20171108
0001137411-17-000113.hdr.sgml : 20171108
20171108115409
ACCESSION NUMBER: 0001137411-17-000113
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171106
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASPER PHILIP J
CENTRAL INDEX KEY: 0001559248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 171185712
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-06
0001137411
ROCKWELL COLLINS INC
COL
0001559248
JASPER PHILIP J
M/S 120-102
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498
0
1
0
0
Exec. VP & COO, Government Sys
Common Stock
2017-11-06
4
M
0
9000
53.08
A
30460.036
D
Common Stock
2017-11-06
4
M
0
7820
55.75
A
38280.036
D
Common Stock
2017-11-06
4
M
0
8280
55.01
A
46560.036
D
Common Stock
2017-11-06
4
S
0
25100
135.34
D
21460.036
D
Common Stock
1518.8654
I
By Savings Plan
Employee Stock Option (Right to Buy)
53.08
2017-11-06
4
M
0
9000
0
D
2019-11-20
Common Stock
9000
0
D
Employee Stock Option (Right to Buy)
55.75
2017-11-06
4
M
0
7820
0
D
2020-11-19
Common Stock
7820
0
D
Employee Stock Option (Right to Buy)
55.01
2017-11-06
4
M
0
8280
0
D
2021-11-14
Common Stock
8280
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017. Includes shares acquired under a dividend reinvestment plan.
The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.01 to $135.86, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Joshua A. Mullin, Attorney-in-Fact
2017-11-08