0001137411-17-000074.txt : 20170503
0001137411-17-000074.hdr.sgml : 20170503
20170503091130
ACCESSION NUMBER: 0001137411-17-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170501
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STURGELL ROBERT A
CENTRAL INDEX KEY: 0001462265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 17807376
MAIL ADDRESS:
STREET 1: 1300 WILSON BLVD.
STREET 2: STE. 200
CITY: ARLINGTON
STATE: VA
ZIP: 22209
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-01
0001137411
ROCKWELL COLLINS INC
COL
0001462265
STURGELL ROBERT A
1300 WILSON BLVD.
SUITE 200
ARLINGTON
VA
22209
0
1
0
0
Sr. VP, Washington Operations
Common Stock
2017-05-01
4
S
0
900
104.00
D
5500.055
D
Common Stock
2017-05-01
4
M
0
1833
70.97
A
7333.055
D
Common Stock
2017-05-01
4
S
0
1833
104.00
D
5500.055
D
Common Stock
3983.6162
I
By Savings Plan
Stock Option (Right to Buy)
70.97
2017-05-01
4
M
0
1833
0
D
2023-11-11
Common Stock
1833
3667
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2016.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of April 1, 2017.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2017.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Joshua A. Mullin, Attorney-in-Fact
2017-05-02