0001137411-16-000216.txt : 20161004 0001137411-16-000216.hdr.sgml : 20161004 20161004161811 ACCESSION NUMBER: 0001137411-16-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARBONE ANTHONY J CENTRAL INDEX KEY: 0001183682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 161919101 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-10-03 0001137411 ROCKWELL COLLINS INC COL 0001183682 CARBONE ANTHONY J 400 COLLINS ROAD NE M/S 124-323 CEDAR RAPIDS IA 52498 1 0 0 0 Common Stock 2016-10-03 4 A 0 299 83.77 A 41485.942 D Common Stock 25075 D Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units. 11,984 of these shares are restricted shares and were delivered as compensation for services as Director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met. Joshua A. Mullin 2016-10-04