0001137411-16-000210.txt : 20160715 0001137411-16-000210.hdr.sgml : 20160715 20160715153839 ACCESSION NUMBER: 0001137411-16-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160714 FILED AS OF DATE: 20160715 DATE AS OF CHANGE: 20160715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING BRUCE MICHAEL CENTRAL INDEX KEY: 0001520170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 161769630 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 108-174 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-14 0001137411 ROCKWELL COLLINS INC COL 0001520170 KING BRUCE MICHAEL M/S 108-174 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP, Operations Common Stock 2016-07-14 4 M 0 4900 57.92 A 36658.304 D Common Stock 2016-07-14 4 S 0 3174 85.48 D 33484.304 D Common Stock 2016-07-14 4 F 0 1164 85.82 D 32320.304 D Common Stock 6841.7958 I By Savings Plan Stock Option (Right to Buy) 57.92 2016-07-14 4 M 0 4900 0 D 2016-11-09 Common Stock 4900 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 6, 2016. The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $85.26 to 85.84, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2016. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Joshua A. Mullin 2016-07-15