0001137411-16-000208.txt : 20160713
0001137411-16-000208.hdr.sgml : 20160713
20160713165732
ACCESSION NUMBER: 0001137411-16-000208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160711
FILED AS OF DATE: 20160713
DATE AS OF CHANGE: 20160713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASPER PHILIP J
CENTRAL INDEX KEY: 0001559248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 161766024
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-07-11
0001137411
ROCKWELL COLLINS INC
COL
0001559248
JASPER PHILIP J
M/S 120-102
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498
0
1
0
0
Exec. VP & COO, Government Sys
Common Stock
2016-07-11
4
M
0
2184
30.39
A
17416.685
D
Common Stock
2016-07-11
4
S
0
2184
85.00
D
15232.685
D
Common Stock
2016-07-12
4
M
0
1416
30.39
A
16648.685
D
Common Stock
1364.4008
I
By Savings Plan
Employee Stock Option (Right to Buy)
30.39
2016-07-11
4
M
0
2184
0
D
2018-11-21
Common Stock
2184
8727
D
Employee Stock Option (Right to Buy)
30.39
2016-07-12
4
M
0
1416
0
D
2018-11-21
Common Stock
1484
7311
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2016.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 6, 2016. Includes shares acquired under a dividend reinvestment plan.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2016.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
For the transaction in these derivative securities that occurred on July 8, 2016, the amount in this column was reported as zero. The amount should have been reported as 10,911.
Joshua A. Mullin
2016-07-13