0001137411-16-000208.txt : 20160713 0001137411-16-000208.hdr.sgml : 20160713 20160713165732 ACCESSION NUMBER: 0001137411-16-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160711 FILED AS OF DATE: 20160713 DATE AS OF CHANGE: 20160713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JASPER PHILIP J CENTRAL INDEX KEY: 0001559248 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 161766024 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 120-102 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-07-11 0001137411 ROCKWELL COLLINS INC COL 0001559248 JASPER PHILIP J M/S 120-102 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Exec. VP & COO, Government Sys Common Stock 2016-07-11 4 M 0 2184 30.39 A 17416.685 D Common Stock 2016-07-11 4 S 0 2184 85.00 D 15232.685 D Common Stock 2016-07-12 4 M 0 1416 30.39 A 16648.685 D Common Stock 1364.4008 I By Savings Plan Employee Stock Option (Right to Buy) 30.39 2016-07-11 4 M 0 2184 0 D 2018-11-21 Common Stock 2184 8727 D Employee Stock Option (Right to Buy) 30.39 2016-07-12 4 M 0 1416 0 D 2018-11-21 Common Stock 1484 7311 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2016. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 6, 2016. Includes shares acquired under a dividend reinvestment plan. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2016. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. For the transaction in these derivative securities that occurred on July 8, 2016, the amount in this column was reported as zero. The amount should have been reported as 10,911. Joshua A. Mullin 2016-07-13