0001137411-16-000173.txt : 20160224 0001137411-16-000173.hdr.sgml : 20160224 20160224115608 ACCESSION NUMBER: 0001137411-16-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160223 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STENSKE DOUGLAS E CENTRAL INDEX KEY: 0001278266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 161450976 MAIL ADDRESS: STREET 1: 400 COLLINS RD NE M/S 124-323 CITY: CEDER RAPIDS STATE: IA ZIP: 52498-0001 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-23 0001137411 ROCKWELL COLLINS INC COL 0001278266 STENSKE DOUGLAS E M/S 124-318 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 VP Treas & Risk Mgmt Common Stock 2016-02-23 4 M 0 2453 30.39 A 6373 D Common Stock 2016-02-23 4 S 0 2453 90.00 D 3920 D Common Stock 241.0555 I By Savings Plan Stock Option (Right to Buy) 30.39 2016-02-23 4 M 0 2453 0 D 2018-11-21 Common Stock 2453 2457 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2015. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 1, 2016 Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Vaughn M. Klopfenstein 2016-02-24