0001137411-16-000172.txt : 20160219 0001137411-16-000172.hdr.sgml : 20160219 20160219092547 ACCESSION NUMBER: 0001137411-16-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160217 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURGELL ROBERT A CENTRAL INDEX KEY: 0001462265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 161440354 MAIL ADDRESS: STREET 1: 1300 WILSON BLVD. STREET 2: STE. 200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-17 0001137411 ROCKWELL COLLINS INC COL 0001462265 STURGELL ROBERT A 1300 WILSON BLVD. SUITE 200 ARLINGTON VA 22209 0 1 0 0 Sr. VP, Washington Operations Common Stock 2016-02-17 4 M 0 2700 54.37 A 8071.692 D Common Stock 2016-02-17 4 S 0 2100 84.00 D 5971.692 D Common Stock 2016-02-17 4 S 0 400 84.01 D 5571.692 D Common Stock 2016-02-17 4 S 0 200 84.04 D 5371.692 D Common Stock 3619.1064 I By Savings Plan Stock Option (Right to Buy) 54.37 2016-02-17 4 M 0 2700 0 D 2022-11-12 Common Stock 2700 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2015. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of February 4, 2016. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of February 1, 2016. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Vaughn M. Klopfenstein 2016-02-18