0001137411-16-000142.txt : 20160106
0001137411-16-000142.hdr.sgml : 20160106
20160106125657
ACCESSION NUMBER: 0001137411-16-000142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASPER PHILIP J
CENTRAL INDEX KEY: 0001559248
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 161326078
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 120-102
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-01-04
0001137411
ROCKWELL COLLINS INC
COL
0001559248
JASPER PHILIP J
M/S 120-102
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498
0
1
0
0
Exec. VP & COO, Government Sys
Common Stock
2016-01-04
4
M
0
1350
74.05
A
13719.317
D
Common Stock
2016-01-04
4
F
0
1102
90.64
D
12617.317
D
Common Stock
2016-01-04
4
M
0
2243
74.05
A
14860.317
D
Common Stock
2016-01-04
4
S
0
2243
90.60
D
12617.317
D
Common Stock
2016-01-05
4
M
0
307
74.05
A
12924.317
D
Common Stock
1215.673
I
By Savings Plan
Employee Stock Option (Right to Buy)
74.05
2016-01-04
4
M
0
3593
0
D
2017-11-13
Common Stock
3593
307
D
Employee Stock Option (Right to Buy)
74.05
2016-01-05
4
M
0
307
0
D
2017-11-13
Common Stock
307
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2015.
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of December 8, 2015. Includes shares acquired under a dividend reinvestment plan.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2015.
Employee stock options granted pursuant to the Company's stock based plans.
The options are currently exercisable.
Vaughn M. Klopfenstein
2016-01-06