0001137411-15-000129.txt : 20151112
0001137411-15-000129.hdr.sgml : 20151112
20151112142422
ACCESSION NUMBER: 0001137411-15-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151109
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKWELL COLLINS INC
CENTRAL INDEX KEY: 0001137411
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 522314475
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 400 COLLINS ROAD NE
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
BUSINESS PHONE: 3192951000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ortberg Robert Kelly
CENTRAL INDEX KEY: 0001377692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16445
FILM NUMBER: 151223550
MAIL ADDRESS:
STREET 1: 400 COLLINS ROAD NE
STREET 2: M/S 124-124
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52498
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-09
0001137411
ROCKWELL COLLINS INC
COL
0001377692
Ortberg Robert Kelly
M/S 124-323
400 COLLINS ROAD NE
CEDAR RAPIDS
IA
52498-0001
1
1
0
0
CEO & President
Common Stock
2015-11-09
4
A
0
19136
0
A
78327.34
D
Common Stock
2015-11-09
4
F
0
9177
86.75
D
69150.34
D
Common Stock
4637.747
I
By Savings Plan
Common Stock (Right to Buy)
86.75
2015-11-09
4
A
0
140700
0
A
2025-11-09
Common Stock
140700
140700
D
Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").
Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 4, 2015.
Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015.
Employee stock options granted under the LTIP.
The options vest in three substantially equal annual installments beginning November 9, 2016.
Vaughn M. Klopfenstein
2015-11-11