0001137411-15-000128.txt : 20151112 0001137411-15-000128.hdr.sgml : 20151112 20151112113300 ACCESSION NUMBER: 0001137411-15-000128 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STURGELL ROBERT A CENTRAL INDEX KEY: 0001462265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 151222676 MAIL ADDRESS: STREET 1: 1300 WILSON BLVD. STREET 2: STE. 200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-09 0001137411 ROCKWELL COLLINS INC COL 0001462265 STURGELL ROBERT A 1300 WILSON BLVD. SUITE 200 ARLINGTON VA 22209 0 1 0 0 Sr. VP, Washington Operations Common Stock 2015-11-09 4 A 0 1417 0 A 6151.224 D Common Stock 2015-11-09 4 F 0 506 86.75 D 5645.224 D Common Stock 3580.0349 I By Savings Plan Stock Option (Right to Buy) 86.75 2015-11-09 4 A 0 5700 0 A 2025-11-09 Common Stock 5700 5700 D Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 4, 2015. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015. Employee stock options granted under the LTIP. The options vest in three substantially equal annual installments beginning November 9, 2016. Vaughn M. Klopfenstein 2015-11-11