0001137411-15-000126.txt : 20151112 0001137411-15-000126.hdr.sgml : 20151112 20151112113142 ACCESSION NUMBER: 0001137411-15-000126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STATLER KENT L CENTRAL INDEX KEY: 0001213511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 151222669 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE M/S 106-193 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-09 0001137411 ROCKWELL COLLINS INC COL 0001213511 STATLER KENT L M/S 124-123 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 ExecVP and COO, Commercial Sys Common Stock 2015-11-09 4 A 0 7789 0 A 44790.815 D Common Stock 2015-11-09 4 F 0 3735 86.75 D 41055.815 D Common Stock 4668.3321 I By Savings Plan Stock Option (Right to Buy) 86.75 2015-11-09 4 A 0 31000 0 A 2025-11-09 Common Stock 31000 31000 D Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 4, 2015. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015. Employee stock options granted under the LTIP. The options vest in three substantially equal annual installments beginning November 9, 2016. Vaughn M. Klopfenstein 2015-11-11