0001137411-15-000124.txt : 20151112 0001137411-15-000124.hdr.sgml : 20151112 20151112113033 ACCESSION NUMBER: 0001137411-15-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PERNA ROBERT J CENTRAL INDEX KEY: 0001181355 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 151222661 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-09 0001137411 ROCKWELL COLLINS INC COL 0001181355 PERNA ROBERT J M/S 124-323 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP, Gnrl Counsel & Secy Common Stock 237.4926 I By Savings Plan Stock Option (Right to Buy) 86.75 2015-11-09 4 A 0 17600 0 A 2025-11-09 Common Stock 17600 17600 D Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015. Employee stock options granted under the Company's Long-Term Incentives Plan ("LTIP"). The options vest in three substantially equal annual installments beginning November 9, 2016. Vaughn M. Klopfenstein 2015-11-11