0001137411-15-000123.txt : 20151112 0001137411-15-000123.hdr.sgml : 20151112 20151112112955 ACCESSION NUMBER: 0001137411-15-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY MARTHA L CENTRAL INDEX KEY: 0001574451 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 151222658 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-11-09 0001137411 ROCKWELL COLLINS INC COL 0001574451 MAY MARTHA L M/S 124-223 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP, Human Resources Common Stock 2015-11-09 4 A 0 2822 0 A 3029.493 D Common Stock 2015-11-09 4 F 0 942 86.75 D 2087.493 D Common Stock 373.0053 I By Savings Plan Stock Option (Right to Buy) 86.75 2015-11-09 4 A 0 13400 0 A 2025-11-09 Common Stock 13400 13400 D Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP"). Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 4, 2015. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2015. Employee stock options granted under the LTIP. The options vest in three substantially equal annual installments beginning November 9, 2016. Vaughn M. Klopfenstein 2015-11-11