0001137411-15-000079.txt : 20150612 0001137411-15-000079.hdr.sgml : 20150612 20150612130715 ACCESSION NUMBER: 0001137411-15-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150611 FILED AS OF DATE: 20150612 DATE AS OF CHANGE: 20150612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSE TATUM J. CENTRAL INDEX KEY: 0001587714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 15927937 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 124-323 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-06-11 0001137411 ROCKWELL COLLINS INC COL 0001587714 BUSE TATUM J. M/S 124-318 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 VP, Finance and Controller Common Stock 2015-06-11 4 S 0 1588 95.00 D 488 D Common Stock 2015-06-11 4 M 0 1960 53.08 A 2448 D Common Stock 2015-06-11 4 S 0 500 95.00 D 1948 D Common Stock 2015-06-11 4 S 0 1460 95.009 D 488 D Common Stock 487.1031 I By Savings Plan Stock Options (Right to Buy) 53.08 2015-06-11 4 M 0 1960 0 D 2019-11-20 Common Stock 1960 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2015. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of June 1, 2015. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Vaughn M. Klopfenstein 2015-06-12