0001137411-15-000073.txt : 20150505 0001137411-15-000073.hdr.sgml : 20150505 20150505112208 ACCESSION NUMBER: 0001137411-15-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150501 FILED AS OF DATE: 20150505 DATE AS OF CHANGE: 20150505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHONEY COLIN R CENTRAL INDEX KEY: 0001570959 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 15831136 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE STREET 2: M/S 153-100 CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-01 0001137411 ROCKWELL COLLINS INC COL 0001570959 MAHONEY COLIN R M/S 153-100 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498 0 1 0 0 Sr. VP International & Service Common Stock 2015-05-01 4 M 0 1460 44.85 A 7881.037 D Common Stock 2015-05-01 4 M 0 1090 57.92 A 8971.037 D Common Stock 2015-05-01 4 S 0 2550 97.57 D 6421.037 D Common Stock 3192.7244 I By Savings Plan Stock Option (Right to Buy) 44.85 2015-05-01 4 M 0 1460 0 D 2015-11-17 Common Stock 1460 0 D Stock Option (Right to Buy) 57.92 2015-05-01 4 M 0 1090 0 D 2016-11-09 Common Stock 1090 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2015. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2015. Vaughn M. Klopfenstein 2015-05-05