0001137411-15-000061.txt : 20150407 0001137411-15-000061.hdr.sgml : 20150407 20150407173554 ACCESSION NUMBER: 0001137411-15-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150406 FILED AS OF DATE: 20150407 DATE AS OF CHANGE: 20150407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTAI NAN CENTRAL INDEX KEY: 0001305744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 15757572 MAIL ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-04-06 0001137411 ROCKWELL COLLINS INC COL 0001305744 MATTAI NAN M/S 124-223 400 COLLINS ROAD NE CEDAR RAPIDS IA 52498-0001 0 1 0 0 Sr VP, Engineering and Tech Common Stock 2015-04-06 4 M 0 8100 57.92 A 12810 D Common Stock 2015-04-06 4 S 0 8100 95.24 D 4710 D Common Stock 710 I By IRA Common Stock 5653.6151 I By Savings Plan Stock Option (Right to Buy) 57.92 2015-04-06 4 M 0 8100 0 D 2016-11-09 Common Stock 8100 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2015. Shares rolled over into a self-directed IRA. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of April 1, 2015. Employee stock options granted pursuant to the Company's stock based plans. The options are currently exercisable. Vaughn M. Klopfenstein 2015-04-07