0001137411-13-000030.txt : 20130212 0001137411-13-000030.hdr.sgml : 20130212 20130212155934 ACCESSION NUMBER: 0001137411-13-000030 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130212 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL COLLINS INC CENTRAL INDEX KEY: 0001137411 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 522314475 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16445 FILM NUMBER: 13597129 BUSINESS ADDRESS: STREET 1: 400 COLLINS ROAD NE CITY: CEDAR RAPIDS STATE: IA ZIP: 52498 BUSINESS PHONE: 3192951000 8-K 1 a8k.htm 8-K 8K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549



FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):
February 7, 2013


Rockwell Collins, Inc.
(Exact name of registrant as specified in its charter)


 
Delaware
001-16445
52-2314475
 
(State or other jurisdiction
(Commission File Number)
(I.R.S. Employer
 
of incorporation or organization)
 
Identification No.)
 
 
 
 
400 Collins Road NE, Cedar Rapids, Iowa
52498
 
(Address of principal executive offices)
(Zip Code)

Registrant's telephone number, including area code: (319) 295-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))













INFORMATION TO BE INCLUDED IN THE REPORT

Item 5.07.  Submission of Matters to a Vote of Security Holders.

At the Company's 2013 Annual Meeting of Shareowners on February 7, 2013, of the 138,182,384 shares outstanding and entitled to vote, 120,690,990.558 shares were represented, constituting a quorum. The final results for each of the matters submitted to a vote of shareowners at the Annual Meeting are as follows:

Proposal No. 1: All of the board's nominees for director were elected to serve until the Company's 2016 Annual Meeting or until their respective successors are elected and qualified, by the votes set forth in the table below:

Nominee
For
Against
Broker Non-Votes
J.A. Edwardson
100,830,241.622

3,159,821.936

16,700,927

A.J. Policano
100,613,567.883

3,376,495.675

16,700,927

J.L. Turner
99,087,041.652

4,903,021.906

16,700,927


Proposal No. 2: The shareowners approved, on an advisory (non-binding) basis, the compensation of certain executive officers and related disclosures, by the votes set forth in the table below:

For
Against
Abstain
Broker Non-Votes
97,041,817.954

5,197,129.618

1,751,115.986

16,700,927


Proposal No. 3: The appointment of Deloitte & Touche LLP as the Company's auditors for fiscal 2013 was ratified by the shareowners, by the votes set forth in the table below:

For
Against
Abstain
118,280,382.458

1,111,414.966

1,299,193.134

 
Proposal No.4: The shareowners approved the Corporation's 2013 Employee Stock Purchase Plan by the votes set forth in the table below:

Broker Non-Votes
Against
Abstain
Broker Non-Votes
101,654,721.512

1,002,559.855

1,332,782.191

16,700,927


Proposal No.5: The shareowners approved, on an advisory (non-binding) basis, a shareowner proposal to eliminate the Corporation's classified Board structure by the votes set forth in the table below:

For
Against
Abstain
Broker Non-Votes
86,293,255.567

7,146,063.688

10,550,663.303

16,701,008















Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


 
ROCKWELL COLLINS, INC.
 
(Registrant)
 
 
Dated: February 12, 2013
By/s/ Gary R. Chadick
 
Gary R. Chadick
 
Senior Vice President,
 
General Counsel and Secretary