0001140361-15-028737.txt : 20150727 0001140361-15-028737.hdr.sgml : 20150727 20150727164429 ACCESSION NUMBER: 0001140361-15-028737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150723 FILED AS OF DATE: 20150727 DATE AS OF CHANGE: 20150727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLOSSER KENNETH P CENTRAL INDEX KEY: 0001137382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 151007488 MAIL ADDRESS: STREET 1: C/O AMERIAN HOME MORTGAGE CORP STREET 2: 520 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4 1 doc1.xml FORM 4 X0306 4 2015-07-23 0 0001371446 FBR & Co. FBRC 0001137382 SLOSSER KENNETH P 1300 SEVENTEENTH ST. NORTH SUITE 1400 ARLINGTON VA 20009 0 1 0 0 EVP - Head of Investment Banki Common Stock 2015-07-23 4 M 0 4444 22.440 A 142245 D Common Stock 2015-07-23 4 F 0 4319 23.54 D 137926 D Employee Stock Option (Right to Buy) 22.440 2015-07-23 4 M 0 4444 0 D 2015-08-20 Common Stock 4444 0 D This includes a non-discretionary reallocation of 1395 Restricted Stock Units made on April 1, 2015 pursuant to the issuer's 2012 Retention and Incentive Plan under the 2006 Long Term Incentive Plan The option became exercisable in three equal installments beginning on August 20, 2011, which was the third anniversary of the date on which the option was granted, and on each anniversary thereafter. Gavin A. Beske, Attorney-In-Fact 2015-07-27